Professional Adviser’s Consumer Duty Hub is your home for the latest news, analysis, and expert opinion on how The Financial Conduct Authority’s (FCA) Consumer Duty will impact advisers and their businesses.
This is where you can find all the updates on what to expect as each deadline approaches, and how you can best prepare your firm to align with the watchdog’s new rules.
How are advisers dealing with financial vulnerability in 2023?
FCA wants Consumer Duty embeded within organisations
‘Looking for a fundamental change in firms’ approaches’
Third Financial has said advisers should use a single platform
Move towards outcome-based planning will emerge
The promise of tech has not been fulfilled in retail investment
White paper highlights Consumer Duty threats and opportunities
‘We recognise that some firms need to make significant changes’
Regulation, client demands and markets are key reasons
'Developing your team can have positive outcomes for the business'
Review aims to assess the quality of outcomes consumers are getting
Checklist for the measurement and evidencing of Consumer Duty
Clinical reg tech provider focuses on financial vulnerability