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Regulation

Is financial services regulation really the 'boot on the neck' of business?

Regulation

Is financial services regulation really the 'boot on the neck' of business?

'For those yet to fully embrace Consumer Duty it is simply wishful thinking'

clock 19 September 2025 • 5 min read
FCA considers softer SDR rules for index-tracking funds

Regulation

FCA considers softer SDR rules for index-tracking funds

Amid ‘challenging’ requirements

clock 16 September 2025 • 1 min read
FCA: Consumer investment product disclosure system 'not working'

Regulation

FCA: Consumer investment product disclosure system 'not working'

FCA rules are expected in late 2025

clock 11 September 2025 • 2 min read
FCA social media crackdown: Three 'finfluencers' make first court appearance

Regulation

FCA social media crackdown: Three 'finfluencers' make first court appearance

Case brought as part of FCA-led global crackdown on illegal promotions

clock 10 September 2025 • 2 min read
Failed financial advice firms tracker

Regulation

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

clock 03 September 2025 • 1 min read
What DFMs are thinking: Assessing the FCA retirement income advice review's impact

DFM & Model Portfolios

What DFMs are thinking: Assessing the FCA retirement income advice review's impact

Six DFMs share their views

clock 01 September 2025 • 25 min read
Targeted support regime welcome but rules need 'adjustments'

Regulation

Targeted support regime welcome but rules need 'adjustments'

Advisers, providers and trade bodies call for clarity as consultation closes

clock 29 August 2025 • 4 min read
SMCR reform needs efficiency without sacrificing accountability

Regulation

SMCR reform needs efficiency without sacrificing accountability

'If we lose sight of the SMCR's fundamental purpose we risk undoing years of progress'

clock 28 August 2025 • 4 min read
FCA impersonation scam reports hit almost 5,000 in six months

Regulation

FCA impersonation scam reports hit almost 5,000 in six months

480 victims defrauded

clock 27 August 2025 • 1 min read
The impact of the Overseas Fund Regime explained

Regulation

The impact of the Overseas Fund Regime explained

Initially covers UCITS funds issued in most EU and EEA member states

clock 27 August 2025 • 3 min read
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