Regulation

FCA cancels advice firm's permissions over £11,000 unpaid fees

Regulation

FCA cancels advice firm's permissions over £11,000 unpaid fees

Failed to do business in a 'sound and prudent' manner

clock 21 September 2023 • 1 min read
FCA sounds warning bell to protection providers over poor practises

Protection

FCA sounds warning bell to protection providers over poor practises

Latest ‘Dear CEO’ letter lays out regulatory concerns

clock 20 September 2023 • 4 min read
EU review of SFDR welcomed despite potential future 'frustration'

Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Industry-wide review of SFDR undertaken

clock 18 September 2023 • 3 min read
London Capital & Finance creditors could get back just 10%

Regulation

London Capital & Finance creditors could get back just 10%

Update from administrator Evelyn Partners paints worrying picture

clock 12 September 2023 • 1 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms will be required

clock 12 September 2023 • 2 min read
Advisers face more FCA scrutiny on 'suspicious' DB transfers

Regulation

Advisers face more FCA scrutiny on 'suspicious' DB transfers

Advisers 'need to be aware' that FCA is keen to collect data

clock 30 August 2023 • 2 min read
FCA restrictions placed on Raymond James Investment Services

Regulation

FCA restrictions placed on Raymond James Investment Services

FCA restrictions imposed from 16 August

clock 29 August 2023 • 1 min read
How the FCA is lagging behind on crypto regulation

Regulation

How the FCA is lagging behind on crypto regulation

FCA estimates 5 million people in the UK hold cryptocurrency

clock 21 August 2023 • 3 min read
FSCS declares British Steel-linked advice firm in default

Regulation

FSCS declares British Steel-linked advice firm in default

The Financial Planning Practice officially failed on 11 August

clock 14 August 2023 • 1 min read
FSCS expects to pay out claims against collapsed WealthTek

Regulation

FSCS expects to pay out claims against collapsed WealthTek

FSCS expects to cover WealthTek losses in next few weeks

clock 02 August 2023 • 1 min read
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FCA cancels advice firm's permissions over £11,000 unpaid fees

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