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Regulation

Appointed representatives: Are you really in control of the risks?

Regulation

Appointed representatives: Are you really in control of the risks?

'The FCA doesn't just want oversight, it wants evidence'

clock 06 October 2026 • 7 min read
Manchester City charges: Treasury Committee chair raises tax questions with HMRC

Regulation

Manchester City charges: Treasury Committee chair raises tax questions with HMRC

As Tax Policy Associates points to potential £12m in unpaid tax

clock 02 October 2026 • 2 min read
'Waiting for certainty can itself create the breach': When must a firm notify the FCA?

Regulation

'Waiting for certainty can itself create the breach': When must a firm notify the FCA?

'A voicemail is unlikely to suffice'

clock 02 October 2026 • 5 min read
FCA opens authorisation gateway for crypto firms

Regulation

FCA opens authorisation gateway for crypto firms

Ahead of supervisory framework coming into force

clock 01 October 2026 • 2 min read
FCA secures bankruptcy order against insurance broker facing embezzlement charges

Regulation

FCA secures bankruptcy order against insurance broker facing embezzlement charges

Some Arthur Temlett customers believed to have taken out investments

clock 29 September 2026 • 1 min read
Financial planning firm and appointed representative enter administration

Regulation

Financial planning firm and appointed representative enter administration

InterestMe Financial Planning and InterestMe Advisers

clock 29 September 2026 • 2 min read
FCA crackdown leads 24 CFD firms to cease operating since 2025

Regulation

FCA crackdown leads 24 CFD firms to cease operating since 2025

Misuse of authorisation

clock 25 September 2026 • 1 min read
Steve Andrews: The rewards of doing the right thing

Regulation

Steve Andrews: The rewards of doing the right thing

Immanuel Kant's categorical imperative

clock 21 September 2026 • 4 min read
FCA crypto registrations more than double ahead of landmark regulatory framework

Regulation

FCA crypto registrations more than double ahead of landmark regulatory framework

Majority now achieve approval

clock 21 September 2026 • 2 min read
Regulation is changing shape - what do advisers need to do about it?

Regulation

Regulation is changing shape - what do advisers need to do about it?

Five themes, one direction of travel

clock 18 September 2026 • 5 min read
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