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Regulation

Aviva gets targeted support green light

Regulation

Aviva gets targeted support green light

Latest provider to get FCA approval

clock 17 June 2026 • 1 min read
Ongoing fees and Consumer Duty fair value: How advice firms can get it right

Regulation

Ongoing fees and Consumer Duty fair value: How advice firms can get it right

The FCA has six open investigations into potential Consumer Duty fair value breaches

clock 16 June 2026 • 4 min read
Rathbones pushes pause on high-risk clients after regulatory review

Regulation

Rathbones pushes pause on high-risk clients after regulatory review

Programme of work, targeted reviews and charging changes

clock 16 June 2026 • 2 min read
Legal director Chloe-Jane Belton: FCA vs Woodford to test the regulatory perimeter

Regulation

Legal director Chloe-Jane Belton: FCA vs Woodford to test the regulatory perimeter

To be 'a case to watch'

clock 15 June 2026 • 5 min read
Neil Woodford's W4.0 rejects FCA's characterisation and 'regrettable' civil claim

Regulation

Neil Woodford's W4.0 rejects FCA's characterisation and 'regrettable' civil claim

In response to civil proceedings from the regulator

clock 09 June 2026 • 2 min read
FCA obtains £452,000 confiscation order in Ponzi fraud case

Regulation

FCA obtains £452,000 confiscation order in Ponzi fraud case

Confiscation order against convicted fraudster Daniel Pugh

clock 08 June 2026 • 1 min read
Two arrested over suspected £153m TikTok tax scam

Regulation

Two arrested over suspected £153m TikTok tax scam

Accused of promising financial rewards for personal details

clock 04 June 2026 • 2 min read
FCA warns Premier League clubs on unauthorised financial firm sponsorship deals

Regulation

FCA warns Premier League clubs on unauthorised financial firm sponsorship deals

'Questionable deals' could put fans’ cash at risk

clock 03 June 2026 • 3 min read
Quilter Invest launches targeted support offering

Regulation

Quilter Invest launches targeted support offering

Uses an attitudinal-based assessment

clock 01 June 2026 • 1 min read
Risks and opportunities from the 'death of the annual review'

Regulation

Risks and opportunities from the 'death of the annual review'

'Annual reviews have historically acted as a safeguard against disengagement'

clock 29 May 2026 • 4 min read
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