Regulation

Headed up by general counsel Stephen Braviner-Roman

Independently East bank accounts frozen and permissions cancelled

Client had requested a full cash transfer from Nucleus to AJ Bell

Alongside a separate joint discussion paper by FCA/PRA

Involved overseas IFA recommending high-risk SIPP transfers

PIMFA's six-point plan to reform post-PRIIPs disclosure requirements

'An almost never-ending smorgasbord of deadlines'

Transfers happened between October 2015 and July 2016

Education is the key to stamping out financial scams

Proposals designed to incentivise firms to settle proactively