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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 24 Feb 2021
      • ONLINE, ONLINE
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
      • ONLINE, ONLINE
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
      • ONLINE, ONLINE
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-24 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
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  • Trending now
  • CII certificates go paperless
  • 4,000 firms could fail
  • 2021 PA Awards deadline 15th

Regulation

FCA asks struggling firms: 'How long do you expect to remain in business?'
  • Regulation
FCA asks struggling firms: 'How long do you expect to remain in business?'

Third Covid-19 resilience survey sent to advisers

  • 14 January 2021
Quilter launches clone scam reporting tool
  • Your profession
Quilter launches clone scam reporting tool

Rise in clone scams

  • 13 January 2021
Keith Churchouse: Here's to 'adding value for all' in 2021
  • Regulation
Keith Churchouse: Here's to 'adding value for all' in 2021

Red-lettered warning

  • 12 January 2021
Market access: All eyes turn to equivalence question as Brexit deal is completed
  • Economics / Markets
Market access: All eyes turn to equivalence question as Brexit deal is completed

Managers plea for clarity over passporting rights

  • 12 January 2021
Watch: Interview with PIMFA's Simon Harrington on regulatory fees and lobbying for change
  • Regulation
Watch: Interview with PIMFA's Simon Harrington on regulatory fees and lobbying for change

Fundamental changes needed

  • 08 January 2021
FCA reveals 4,000 firms at risk of failure due to Covid-19
  • Regulation
FCA reveals 4,000 firms at risk of failure due to Covid-19

Mainly small and medium-sized outfits

  • 07 January 2021
Quilter CEO Feeney to chair FCA Practitioner Panel
  • Regulation
Quilter CEO Feeney to chair FCA Practitioner Panel

From 1 January

  • 30 December 2020
FCA slaps Charles Schwab UK with £9m fine over compliance failures
  • Regulation
FCA slaps Charles Schwab UK with £9m fine over compliance failures

Breaches affected retail customers

  • 21 December 2020
'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports
  • Regulation
'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

'Restructuring the FCA'

  • 17 December 2020
FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine
  • Regulation
FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Corrado Abbattista of now-dissolved Fenician Capital Management

  • 15 December 2020
FCA fines financial planning firm £107k for unsuitable pension transfer advice
  • Regulation
FCA fines financial planning firm £107k for unsuitable pension transfer advice

£2.6m in redress paid

  • 10 December 2020
'Make your voices heard': Advisers urged to share consumer investment market views
  • Regulation
'Make your voices heard': Advisers urged to share consumer investment market views

Call for input closes 15 December

  • 09 December 2020
Alastair Black: Now more than ever suitability is key
  • Regulation
Alastair Black: Now more than ever suitability is key

What next?

  • 04 December 2020
FAMR evaluation: FCA boasts improvements in access to advice
  • Regulation
FAMR evaluation: FCA boasts improvements in access to advice

Number of advised clients up 33%

  • 03 December 2020
Advisers: FSCS levy roadmap 'workable' but regulator must listen
  • Regulation
Advisers: FSCS levy roadmap 'workable' but regulator must listen

Advisers react to PIMFA’s latest FSCS levy intervention

  • 02 December 2020
Adviser writes to local MP following FCA's warning over DB survey
  • Regulation
Adviser writes to local MP following FCA's warning over DB survey

Asking for apology

  • 27 November 2020
Chris Davies: Competence, conduct and culture
  • Regulation
Chris Davies: Competence, conduct and culture

SM&CR deadline 31 March 2021

  • 25 November 2020
FCA pilots digital sandbox to help identify vulnerable customers
  • Regulation
FCA pilots digital sandbox to help identify vulnerable customers

Eighth sandbox

  • 23 November 2020
Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help
  • Regulation
Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help

Monthly meetings not enough

  • 20 November 2020
MPs investigate future of post-Brexit financial services
  • Regulation
MPs investigate future of post-Brexit financial services

Post-EU regulation

  • 20 November 2020
FCA authorisation fees set to rocket 70% in planned restructure
  • Regulation
FCA authorisation fees set to rocket 70% in planned restructure

Consultation paper

  • 19 November 2020
Advice firm Greystone under fire for multiple unregulated investment advice recommendations
  • Regulation
Advice firm Greystone under fire for multiple unregulated investment advice recommendations

Must compensate

  • 18 November 2020
FCA takes court action over failed £50m care home UCIS
  • Regulation
FCA takes court action over failed £50m care home UCIS

Investors lost £30m

  • 11 November 2020
FSCS declares more than 20 advice firms in default between May and October
  • Regulation
FSCS declares more than 20 advice firms in default between May and October

DB transfer advisers included

  • 09 November 2020
123

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Adviser launches petition to stop UK cryptocurrency transactions
Adviser launches petition to stop UK cryptocurrency transactions
FCA asks struggling firms: 'How long do you expect to remain in business?'
FCA asks struggling firms: 'How long do you expect to remain in business?'
What can Netflix hit Bridgerton teach us about financial planning?
What can Netflix hit Bridgerton teach us about financial planning?
Chris Budd: What to do if you are feeling fed up
Chris Budd: What to do if you are feeling fed up
Fairstone acquires Berkshire-based financial planner with £60m FUM
Fairstone acquires Berkshire-based financial planner with £60m FUM
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