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Regulation

What the FCA's Mills review means for financial services

Regulation

What the FCA's Mills review means for financial services

Regulatory expectations will need to evolve as AI becomes more autonomous

clock 07 September 2026 • 6 min read
AI and compliance: Charging for advice or administration?

Regulation

AI and compliance: Charging for advice or administration?

Efficiency doesn't remove accountability

clock 03 September 2026 • 3 min read
FCA warns of Flagstone clone

Regulation

FCA warns of Flagstone clone

Notice issued to alert consumers

clock 03 September 2026 • 3 min read
Andrew Goodwin: As the regulator plays catch-up, should advisers race towards AI's cutting edge?

Regulation

Andrew Goodwin: As the regulator plays catch-up, should advisers race towards AI's cutting edge?

'The review offers tangible evidence of the FCA playing catch-up'

clock 01 September 2026 • 4 min read
DFM enters administration after FCA restrictions

Companies

DFM enters administration after FCA restrictions

EGR Wealth agreed to a voluntary requirement in July

clock 26 August 2026 • 2 min read
ChatGPT does not know your client – make sure it never does

Technology

ChatGPT does not know your client – make sure it never does

'The problem is not that staff are trying to break the rules'

clock 25 August 2026 • 6 min read
FCA warns on loan notes and mini-bond investment risks

Regulation

FCA warns on loan notes and mini-bond investment risks

Urges consumers to be wary of high-risk investments

clock 20 August 2026 • 2 min read
SVS Securities CEO banned and fined

Regulation

SVS Securities CEO banned and fined

Demetrios Hadjigeorgiou barred from working in senior management positions

clock 20 August 2026 • 2 min read
Suitability rules overhaul: Why firms should engage now, not later

Regulation

Suitability rules overhaul: Why firms should engage now, not later

'The bigger shift is philosophical, not just structural'

clock 19 August 2026 • 3 min read
CEO banned and fined over fake claims in bank and Reading FC bids

Regulation

CEO banned and fined over fake claims in bank and Reading FC bids

Former boss of Blue Horizon Asset Management

clock 17 August 2026 • 2 min read
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