Regulation
FCA relaxing 10% depreciation rule: The view from the platform's side
On hearing the news the FCA has relaxed the regulations around the 10% drop notification rule until 1 October, Ray Tubman assesses what this really means for platforms and financial advisers...
FSCS appoints Deloitte to assist with claims handling services in £19m tie-up
Could see costs "ramp up"
Keith Churchouse: Two weeks of stark contrast… but some things rarely change
'Life now seems a lot more fragile than it once was'
SJP complaints figures dwarf other large advice firms
Under 30 complaints for advice firms
Budget 2020: Govt to review UK funds regime
The government has launched a review into the UK funds regime in a bid to ensure the ongoing competitiveness and sustainability of the sector.
'Regulatory inhibition' stifling workplace pension advice
Industry experts weigh in
FCA's Megan Butler: Regulator faces 'struggle' to achieve diversity at senior levels
Women in Investment Festival
Keith Churchouse: Just when you thought you had a clear view
Life's rich tapestry
Gina Miller calls for Chancellor to review Andrew Bailey's appointment at BoE
'Regulatory failures' during FCA tenure
Absence of advisers on FCA register impacting adviser comparison sites
Criticism of FCA register post SMCR
Failed Hull-based IFA firm receives 150 FSCS complaints
Unauthorised introducers
FCA names Sheldon Mills strategy and competition exec director
Filling Christopher Woodlard’s shoes
Coachloads of steelworkers to descend on Westminster for crunch DB transfer meeting
Three hours in front of regulators
Pension complaints continue to rise - FOS figures
Figures for Q2 and Q3
Importance of FCA 'Dear CEO' letters should 'not be underestimated' - SimplyBiz's Ken Davy
Response to FCA letters
FCA warns selling client data to ambulance chasers could be illegal
FCA ready to take action
Floodgates open as advisers inundate MPs with FSCS levy letters
Advisers writing to MPs
Regulator appoints two new members to FCA board
Effective 1 April and 1 August
FCA: Good client fact find will help firms renew PI cover
Dynamic Planner Conference
Regulator blocks CMS authorisation for withholding information
IFA DB check problem
FCA unveils cost disclosure rules for contract-based pension schemes
Policy statement
Exclusive: London MP to push for 'fundamental' review of FSCS levy
Sympathy with risk-based levy
South Wales MP slams FCA over British Steel
'Rogue advisers still exploiting clients'
FCA recognised among top LGBT-friendly employers
59th out of 100
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