Headed up by general counsel Stephen Braviner-Roman
Independently East bank accounts frozen and permissions cancelled
Client had requested a full cash transfer from Nucleus to AJ Bell
Alongside a separate joint discussion paper by FCA/PRA
Involved overseas IFA recommending high-risk SIPP transfers
PIMFA's six-point plan to reform post-PRIIPs disclosure requirements
'An almost never-ending smorgasbord of deadlines'
Transfers happened between October 2015 and July 2016
Education is the key to stamping out financial scams
Proposals designed to incentivise firms to settle proactively