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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 10 Mar 2021
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
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      Professional Adviser ESG Masterclass 2021

      Professional Adviser is excited to launch the new ESG Masterclass, taking place live online from 28th - 29th April 2021. Delegates attending this event will benefit from thought-provoking presentations, informative Q&A sessions and structured CPD hours.

      • Date: 28 Apr 2021
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  • Trending now
  • Sunak freezes LTA
  • Preparing for ESG changes
  • SJP plans 200 job cuts

Regulation

ESG due diligence: What rule changes should advisers be preparing for?
  • Regulation
ESG due diligence: What rule changes should advisers be preparing for?

Planning ahead

  • 02 March 2021
Connaught fund operator censured by FCA and enters liquidation
  • Regulation
Connaught fund operator censured by FCA and enters liquidation

Inadequate due diligence

  • 02 March 2021
FCA expands exec team with four female appointments
  • Regulation
FCA expands exec team with four female appointments

Restructure at regulator

  • 25 February 2021
FCA hands £3.4m back to unauthorised investment scheme victims
  • Regulation
FCA hands £3.4m back to unauthorised investment scheme victims

Digital Wealth and Outsourcing Express raised over £15m

  • 24 February 2021
FOS partially upholds ongoing advice complaint against TenetConnect
  • Regulation
FOS partially upholds ongoing advice complaint against TenetConnect

Pension switch glitch

  • 23 February 2021
The big questions advisers should be asking DFMs on ESG
  • Regulation
The big questions advisers should be asking DFMs on ESG

Greenwashing

  • 16 February 2021
Financial vulnerability surges to 27.7m during Covid-19 pandemic - FCA
  • Regulation
Financial vulnerability surges to 27.7m during Covid-19 pandemic - FCA

Vulnerability shot up 15% in 2020

  • 11 February 2021
Andrew Bailey tells EU: UK will not be a 'rule-taker'
  • Regulation
Andrew Bailey tells EU: UK will not be a 'rule-taker'

Equivalence debate

  • 11 February 2021
FCA starts High Court action over DB transfer advice failings
  • Pensions
FCA starts High Court action over DB transfer advice failings

Against Paul Steel and Jacqueline Foster

  • 09 February 2021
Alastair Black: How PROD compliance can power adviser marketing strategies
  • Regulation
Alastair Black: How PROD compliance can power adviser marketing strategies

Segmentation key

  • 03 February 2021
Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports
  • Regulation
Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports

Dame Elizabeth Gloster named BoE governor Andrew Bailey in her report

  • 02 February 2021
Investors lose £78m as lockdown sees 'clone fraud' surge
  • Your profession
Investors lose £78m as lockdown sees 'clone fraud' surge

Spike during first lockdown

  • 27 January 2021
SOLLA and Just Group update adviser vulnerability training
  • Retirement
SOLLA and Just Group update adviser vulnerability training

Covid-19 and cognitive decline

  • 26 January 2021
Regulator set to cap 'excessive' CMC fees
  • Regulation
Regulator set to cap 'excessive' CMC fees

Maximum 30% of redress

  • 21 January 2021
FCA asks struggling firms: 'How long do you expect to remain in business?'
  • Regulation
FCA asks struggling firms: 'How long do you expect to remain in business?'

Third Covid-19 resilience survey sent to advisers

  • 14 January 2021
Quilter launches clone scam reporting tool
  • Your profession
Quilter launches clone scam reporting tool

Rise in clone scams

  • 13 January 2021
Keith Churchouse: Here's to 'adding value for all' in 2021
  • Regulation
Keith Churchouse: Here's to 'adding value for all' in 2021

Red-lettered warning

  • 12 January 2021
Market access: All eyes turn to equivalence question as Brexit deal is completed
  • Economics / Markets
Market access: All eyes turn to equivalence question as Brexit deal is completed

Managers plea for clarity over passporting rights

  • 12 January 2021
Watch: Interview with PIMFA's Simon Harrington on regulatory fees and lobbying for change
  • Regulation
Watch: Interview with PIMFA's Simon Harrington on regulatory fees and lobbying for change

Fundamental changes needed

  • 08 January 2021
FCA reveals 4,000 firms at risk of failure due to Covid-19
  • Regulation
FCA reveals 4,000 firms at risk of failure due to Covid-19

Mainly small and medium-sized outfits

  • 07 January 2021
Quilter CEO Feeney to chair FCA Practitioner Panel
  • Regulation
Quilter CEO Feeney to chair FCA Practitioner Panel

From 1 January

  • 30 December 2020
FCA slaps Charles Schwab UK with £9m fine over compliance failures
  • Regulation
FCA slaps Charles Schwab UK with £9m fine over compliance failures

Breaches affected retail customers

  • 21 December 2020
'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports
  • Regulation
'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

'Restructuring the FCA'

  • 17 December 2020
FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine
  • Regulation
FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Corrado Abbattista of now-dissolved Fenician Capital Management

  • 15 December 2020
123

Most read

Spring Budget 2021: Sunak freezes lifetime allowance
Spring Budget 2021: Sunak freezes lifetime allowance
Spring Budget 2021: DWP to backdate £3bn in state pension underpayments to women
Spring Budget 2021: DWP to backdate £3bn in state pension underpayments to women
Spring Budget 2021: Live blog for financial advisers
Spring Budget 2021: Live blog for financial advisers
Kay Ingram: Sunak's LTA freeze creates 'bizarre disincentive'
Kay Ingram: Sunak's LTA freeze creates 'bizarre disincentive'
10 key takeaways from the Budget
10 key takeaways from the Budget
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