Regulation
Karl Dines: Be a CIP superhero
'PROD should be in the engine room'
Chris Davies: The FCA business plan 2020/21
Focusing on key outcomes
FCA unveils 'flexible' Gabriel replacement RegData
Firms to be moved in stages
FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements
FCA calls for industry views on post-Brexit prudential rules
£1.3bn fraud claim filed against HSBC UK Bank for 'sham' film investment scheme
'Catastrophic for unwitting investors'
FCA names London Stock Exchange's Nikhil Rathi as new chief executive
Replaces interim Woolard
Clive Goldthorpe: Soaring PI insurance costs are the most effective way to clamp down on DB transfers
Many claims set to land with insurers
Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022
Kerry Nelson: More needs to be done to stop scammers and fraudsters
FCA offers response to column
James Chapman: Advisers' most frequently asked Covid-19 questions answered
GABRIEL and furloughing
FCA delays pension transfer specialist qualification rules to October 2021
Delayed by 12 months
FCA relaxing 10% depreciation rule: The view from the platform's side
On hearing the news the FCA has relaxed the regulations around the 10% drop notification rule until 1 October, Ray Tubman assesses what this really means for platforms and financial advisers...
FSCS appoints Deloitte to assist with claims handling services in £19m tie-up
Could see costs "ramp up"
Keith Churchouse: Two weeks of stark contrast… but some things rarely change
'Life now seems a lot more fragile than it once was'
SJP complaints figures dwarf other large advice firms
Under 30 complaints for advice firms
Budget 2020: Govt to review UK funds regime
The government has launched a review into the UK funds regime in a bid to ensure the ongoing competitiveness and sustainability of the sector.
'Regulatory inhibition' stifling workplace pension advice
Industry experts weigh in
FCA's Megan Butler: Regulator faces 'struggle' to achieve diversity at senior levels
Women in Investment Festival
Keith Churchouse: Just when you thought you had a clear view
Life's rich tapestry
Gina Miller calls for Chancellor to review Andrew Bailey's appointment at BoE
'Regulatory failures' during FCA tenure
Absence of advisers on FCA register impacting adviser comparison sites
Criticism of FCA register post SMCR
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