Regulation
Govt to force firms to reveal pay ratio of CEOs and average worker
Governance reforms expected in May
SJP waives exit charge and pays out after causing 'upset' to former client
£200 in compensation
ATS tops FCA pensions complaints table again
26.4 complaints per 1,000 policies
FOS confirms independent review after Dispatches exposé
Channel 4 programme raised issues
FSCS to pay out over 11 firms declared in default
Includes Active Wealth and Beaufort Securities
Elizabeth Denham - a profile of the GDPR supremo
A safe pair of hands
EU regulators issue market risk warnings on Brexit and cyber-security
Cyber-security an 'escalating threat'
Revealed: FCA sent huge questionnaire to advisers for platform market study
14 sections of questions and data
Capita pays FCA £51m over Connaught UCIS investments
Part of up to £66m in compensation to investors
FSCS claims against British Steel adviser start piling in
Cost cannot yet be estimated
FOS orders IFA to compensate client for UCIS property fund losses
Nearly 80% of SIPP invested in UCIS
FCA to publish cryptocurrency review later this year
Confirmed firms offering crypto derivatives must be regulated
GDPR and financial advice: Consent for data processing
Ramifications for advice firms
Phil Young: With GDPR, consent is not always king for advisers
Newsletter example
Moody's warns FCA study will be negative for active managers
Fee pressure and increasing costs
Portafina under fire for risky UCIS advice given to cautious client
85% of pension fund in UCIS
Is it time for advisers to bid goodbye to unregulated introducers?
Should be regulated
FCA prioritises Brexit in ‘challenging year’
Budgets for £30m Brexit spend
Adviser regulatory levy to increase by £3.2m in 2018/19
Overall funding £543.9m
Trail commission-reliant firms must 'alter business model now'
FCA position unchanged
FCA publishes occasional paper on fund charges
Introduction of all-in-fee
FCA has 'no immediate plans' to deal with pre-RDR trail commission
Opened consultation on issue last June
Henry Cazalet: Eight GDPR myths busted
Separating fact from fiction
FCA probes Aviva preference shares plans
For 'compliance with market abuse regulation'
