Regulation
FCA begins work on open-ended long term asset funds
Retail investors set to be restricted initially
Equniti, James Hay and Curtis Banks top pension complaints in 2020 H2
Aviva most complaints in total
FCA looks to scrap MiFID research rules on small-caps in UK competitiveness drive
FICC research also set for exclusion
UKSIF urges UK to build 'more sustainable future'
Organisation warns UK’s green finance goals need clarity
Gina Miller calls for FCA chair Charles Randell's resignation over compensation scheme
Regulator accused of anti-consumer behaviour
FCA: Workplace racism faced by black people 'subtle and insidious'
Under 1% of investment managers are black
Government scheme to compensate London Capital & Finance investors after 'regulatory failings'
Mini-bond holders to receive 80% of initial investment
FOS sets £260m budget for 2021/22 as caseload rockets
Predicts 45% increase in cases
Think tank brands FOS 'unfit for purpose' in damning report
Questions over fairness
Govt committee calls for 'quick and decisive' action to prevent pension scams
'Largely underreported'
Why cybercrime protection is increasingly important for advice businesses
More sophisticated scammers
High Court fines firm's boss over unauthorised WhatsApp investment advice
Restitution of £530,000+
Chris Davies: PRODing CIP suitability
Joined-up approach
FCA boosts measures to encourage whistleblowers
Regulator launches ‘In confidence, with confidence’ campaign
Adviser compensates insistent client after FOS deems DB transfer unsuitable
Pension transfer turns sour
Connaught fund operator censured by FCA and enters liquidation
Inadequate due diligence
FCA expands exec team with four female appointments
Restructure at regulator
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