Regulation

In response to FCA and FOS consultation paper

Closed 265 whistleblowing cases between January and March

Richard Faithfull failed to pay back £529,961

Follows customer vulnerability work

Higher expectations on how firms evidence governance, risk and compliance

Investigation into CMCs and law firms

Firms that the FSCS has confirmed as failed since the start of 2023

What to consider when designing an ongoing review service

In wealth management M&A regulation has moved from footnote to headline

Keith Richards spoke at PA360 on 23 April