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Regulation

Understanding UK money habits: FCA's 2024 Financial Lives report key takeaways

Regulation

Understanding UK money habits: FCA's 2024 Financial Lives report key takeaways

'Survey highlights significant challenges in financial resilience and pension savings'

clock 12 June 2025 • 5 min read
Finfluencer trials delayed until 2027 due to court backlog

Regulation

Finfluencer trials delayed until 2027 due to court backlog

Nikhil Rathi gave the update to aTreasury Committee hearing

clock 10 June 2025 • 2 min read
FCA promotes Sarah Pritchard to deputy CEO

People

FCA promotes Sarah Pritchard to deputy CEO

To manage growing remit, support growth and drive reform

clock 10 June 2025 • 1 min read
Sustainability and market abuse concerns raised as FCA rings bell on PISCES launch

Regulation

Sustainability and market abuse concerns raised as FCA rings bell on PISCES launch

PISCES regulatory regime now live

clock 10 June 2025 • 3 min read
Northumberland firm declared failed by FSCS over pensions advice

Regulation

Northumberland firm declared failed by FSCS over pensions advice

PCM Asset Management lost FCA authorisation in 2019

clock 05 June 2025 • 1 min read
FIF25: SDR plans for MPS should be 'natural progression' for FCA

Regulation

FIF25: SDR plans for MPS should be 'natural progression' for FCA

A ‘clear’ move that the industry will be pushing for, panellists say

clock 05 June 2025 • 2 min read
FIF25: More than 130 funds adopt SDR labels as confidence and timing improves

Regulation

FIF25: More than 130 funds adopt SDR labels as confidence and timing improves

Many firms on 'wait-and-see' mode

clock 04 June 2025 • 3 min read
FCA retains 'exceptional circumstances' test for naming firms under investigation

Regulation

FCA retains 'exceptional circumstances' test for naming firms under investigation

Adds three additional situations where firms can be named

clock 03 June 2025 • 3 min read
Upper Tribunal upholds FCA decision to ban and fine advice duo

Regulation

Upper Tribunal upholds FCA decision to ban and fine advice duo

Fines total more than £1m

clock 30 May 2025 • 1 min read
FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Regulation

FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Only one in the sector since Consumer Duty came into force

clock 30 May 2025 • 3 min read
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