Regulation

480 victims defrauded

Initially covers UCITS funds issued in most EU and EEA member states

‘Getting these issues right is not just about avoiding regulatory action or tribunal claims’

Clients can be vulnerable in many ways

WIM said it 'strongly disagrees' with the regulator's decision

Shift towards data-driven regulation arrives at a 'pivotal juncture'

'The FCA hopes that the proposed amendments will increase clarity and consistency'

Liam Coleman appointed

H2O ex-deputy CEO Jean-Noel Alba 'misled' the regulator

'It's our view that these plans would only be a sticking plaster solution to a much deeper, systemic problem'