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      Multi Asset Roadshow 2020

      Professional Adviser is back in the new year with the Multi Asset Roadshow, travelling to Harrogate, Warrington, Birmingham, Bristol and London.

      • Date: 28 Jan 2020
      • Harrogate, Warrington, Birmingham, Bristol, London
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      Professional Adviser Awards 2020

      The Professional Adviser Awards recognise excellence in Financial Advice. The 2020 awards will be held at The Brewery on Thursday 6th February.

      • Date: 06 Feb 2020
      • The Brewery, 52 Chiswell Street, London EC1Y 4SD, London
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      Women in Investment Festival 2020

      Investment Week, Professional Adviser, Professional Pensions, Retirement Planner and Investment Europe have collaborated to launch the Women in Investment Festival 2020, in partnership with HSBC Global Asset Management.

      • Date: 03 Mar 2020
      • The Brewery 52 Chiswell Street London EC1Y 4SD, London
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      Professional Adviser 360 2020

      The highly anticipated Professional Adviser 360 conference is taking place on 21st April 2020 at The Brewery in London.

      • Date: 21 Apr 2020
      • The Brewery Chiswell Street London EC1Y 4SD, London
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  • Trending now
  • Quilter 'not scared'
  • SM&CR checklist
  • Zurich acquisition 'opportunistic'

Regulation

FCA video tells consumers how to spot bad DB transfer advice
  • Regulation
FCA video tells consumers how to spot bad DB transfer advice

Transferring out of DB scheme

  • 22 August 2019
Wealth Wizards developing software for FCA's 'abridged advice' proposals
  • Technology
Wealth Wizards developing software for FCA's 'abridged advice' proposals

Early 2020

  • 22 August 2019
Chris Davies: A Gabriel, compliance and business 'summer' clean
  • Regulation
Chris Davies: A Gabriel, compliance and business 'summer' clean

Data quality is key

  • 19 August 2019
Tribunal forces FCA U-turn on report-shredding ex-Barclays Wealth boss ban
  • Regulation
Tribunal forces FCA U-turn on report-shredding ex-Barclays Wealth boss ban

Shredded document in 2013

  • 16 August 2019
Advice firm told to stop pension and investment business declared in default
  • Regulation
Advice firm told to stop pension and investment business declared in default

Along with five other firms

  • 14 August 2019
FCA: Collapsed DFM targeted DB business for high risk bond investments
  • Regulation
FCA: Collapsed DFM targeted DB business for high risk bond investments

Entered administration 5 August

  • 09 August 2019
Half of advisers will do less DB business in the future - Prudential
  • Regulation
Half of advisers will do less DB business in the future - Prudential

If FCA proposals are progressed

  • 07 August 2019
Five million pension savers at risk of falling prey to scammers
  • Retirement
Five million pension savers at risk of falling prey to scammers

23% would discuss pension with cold caller

  • 06 August 2019
TPR to prosecute recruitment agency over AE duty failure suspicions
  • Regulation
TPR to prosecute recruitment agency over AE duty failure suspicions

Court date in September

  • 06 August 2019
Proposed contingent charging ban 'throwing the baby out with the bath water'
  • Regulation
Proposed contingent charging ban 'throwing the baby out with the bath water'

Pension transfer proposals

  • 05 August 2019
Parliament committee wants govt to work with FCA on pension scams
  • Retirement
Parliament committee wants govt to work with FCA on pension scams

WPC report published today

  • 05 August 2019
FCA to visit steelworkers in Port Talbot again
  • Your profession
FCA to visit steelworkers in Port Talbot again

One event held this month

  • 02 August 2019
Treasury Committee urges expansion of FCA's powers
  • Regulation
Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

  • 02 August 2019
PFS raises concerns over 'misleading' FCA pension transfer cost template
  • Regulation
PFS raises concerns over 'misleading' FCA pension transfer cost template

'Does not live up to principles'

  • 31 July 2019
FCA 'lumbering into action' after WPC call for contingent charging ban
  • Regulation
FCA 'lumbering into action' after WPC call for contingent charging ban

WPC chair Frank Field's blunt words

  • 30 July 2019
FCA weighs up U-turn to ban contingent charging on DB transfers
  • Regulation
FCA weighs up U-turn to ban contingent charging on DB transfers

To 'address conflicts of interest'

  • 30 July 2019
Paraplanner uncertainty in finalised SM&CR rules
  • Regulation
Paraplanner uncertainty in finalised SM&CR rules

Client Dealing Function

  • 26 July 2019
LCF investigation to engage bondholders
  • Regulation
LCF investigation to engage bondholders

Will speak to bondholders

  • 25 July 2019
PFS on FCA guidance: 'Serving vulnerable clients not a one-off process'
  • Regulation
PFS on FCA guidance: 'Serving vulnerable clients not a one-off process'

‘Vulnerability comes in many forms’

  • 24 July 2019
FCA publishes guidance on treatment of vulnerable customers
  • Regulation
FCA publishes guidance on treatment of vulnerable customers

'Embedded culture'

  • 23 July 2019
FCA fines Standard Life Assurance £31m for non-advised annuity sales failures
  • Regulation
FCA fines Standard Life Assurance £31m for non-advised annuity sales failures

Paid £25m in compensation

  • 23 July 2019
FCA to survey adviser firms for RDR and FAMR review
  • Regulation
FCA to survey adviser firms for RDR and FAMR review

57 responses to probe

  • 22 July 2019
TPR's use of frontline powers jumps by 32%, but four targets missed
  • Regulation
TPR's use of frontline powers jumps by 32%, but four targets missed

'We have better oversight'

  • 19 July 2019
The FCA and PFS duel over DB data
  • Your profession
The FCA and PFS duel over DB data

'No context'

  • 19 July 2019
234
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