Regulation
FAMR evaluation: FCA boasts improvements in access to advice
Number of advised clients up 33%
Advisers: FSCS levy roadmap 'workable' but regulator must listen
Advisers react to PIMFA’s latest FSCS levy intervention
Adviser writes to local MP following FCA's warning over DB survey
Asking for apology
Chris Davies: Competence, conduct and culture
SM&CR deadline 31 March 2021
Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help
Monthly meetings not enough
MPs investigate future of post-Brexit financial services
Post-EU regulation
FCA authorisation fees set to rocket 70% in planned restructure
Consultation paper
FCA takes court action over failed £50m care home UCIS
Investors lost £30m
FSCS declares more than 20 advice firms in default between May and October
DB transfer advisers included
SIPP complaints up 30% and more than half upheld in Q2 - FOS data
OPT complaints down
Dominic Chappell jailed for tax evasion after BHS purchase
Bought company for £1
Tom Ellis: MPs give us hope for FSCS levy progress but the FCA whisks it away
Nikhil Rathi grilled by MPs
FCA bans disgraced 'celebrity adviser' after sexual assault conviction
‘Adviser to the stars’
FCA chief: No immediate plans to reduce FSCS levy for advisers
There are no immediate plans to reduce the controversial Financial Services Compensation Scheme (FSCS) levy, according to the Financial Conduct Authority (FCA).
Libby Holding: Are impersonation scams an age-old problem or the new normal?
'Not a new problem'
HMRC weighs ISA ban on 'new' property fund investments
Response to FCA's planned 180-day notice period
Insistent client DB transfer ends in FOS complaint against Chase de Vere
Transfer did not proceed
PA360 Digital: Covid-19 crisis highlights vulnerable client policy importance
Martin Lines outlines key issues
Mark Greenwood: Two months left to get fit (and proper)
Fit and proper deadline
Chris Davies: Practical steps to curb cyber-security risk
An IT or regulatory challenge?
FCA bans sale of crypto-derivatives to retail investors
Ban to save consumers £53m per year
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