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Regulation

What DFMs are thinking: Assessing the FCA retirement income advice review's impact

DFM & Model Portfolios

What DFMs are thinking: Assessing the FCA retirement income advice review's impact

Six DFMs share their views

clock 01 September 2025 • 25 min read
Targeted support regime welcome but rules need 'adjustments'

Regulation

Targeted support regime welcome but rules need 'adjustments'

Advisers, providers and trade bodies call for clarity as consultation closes

clock 29 August 2025 • 4 min read
SMCR reform needs efficiency without sacrificing accountability

Regulation

SMCR reform needs efficiency without sacrificing accountability

'If we lose sight of the SMCR's fundamental purpose we risk undoing years of progress'

clock 28 August 2025 • 4 min read
FCA impersonation scam reports hit almost 5,000 in six months

Regulation

FCA impersonation scam reports hit almost 5,000 in six months

480 victims defrauded

clock 27 August 2025 • 1 min read
The impact of the Overseas Fund Regime explained

Regulation

The impact of the Overseas Fund Regime explained

Initially covers UCITS funds issued in most EU and EEA member states

clock 27 August 2025 • 3 min read
Regulatory and employment-related changes – what do firms need to prepare for?

Regulation

Regulatory and employment-related changes – what do firms need to prepare for?

‘Getting these issues right is not just about avoiding regulatory action or tribunal claims’

clock 21 August 2025 • 4 min read
Viewing Consumer Duty through the vulnerability lens

Regulation

Viewing Consumer Duty through the vulnerability lens

Clients can be vulnerable in many ways

clock 14 August 2025 • 4 min read
Woodford IM hits back at FCA's enforcement action including £46m in fines

Investment

Woodford IM hits back at FCA's enforcement action including £46m in fines

WIM said it 'strongly disagrees' with the regulator's decision

clock 05 August 2025 • 3 min read
Why the FCA's data request demands more than compliance

Regulation

Why the FCA's data request demands more than compliance

Shift towards data-driven regulation arrives at a 'pivotal juncture'

clock 31 July 2025 • 4 min read
The FCA and non-financial misconduct: Updated rules and guidance

Regulation

The FCA and non-financial misconduct: Updated rules and guidance

'The FCA hopes that the proposed amendments will increase clarity and consistency'

clock 29 July 2025 • 4 min read
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