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Regulation

FCA retains 'exceptional circumstances' test for naming firms under investigation

Regulation

FCA retains 'exceptional circumstances' test for naming firms under investigation

Adds three additional situations where firms can be named

clock 03 June 2025 • 3 min read
Upper Tribunal upholds FCA decision to ban and fine advice duo

Regulation

Upper Tribunal upholds FCA decision to ban and fine advice duo

Fines total more than £1m

clock 30 May 2025 • 1 min read
FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Regulation

FCA opens enforcement operation over Consumer Duty breaches by firm in wealth and asset management space

Only one in the sector since Consumer Duty came into force

clock 30 May 2025 • 3 min read
FCA apologises to unregulated mini-bond issuer investors

Regulation

FCA apologises to unregulated mini-bond issuer investors

Will pay £200 to individuals over complaint response delays

clock 29 May 2025 • 2 min read
FCA seeks feedback on stablecoin and crypto policy proposals

Investment

FCA seeks feedback on stablecoin and crypto policy proposals

Feedback deadline set at 31 July

clock 29 May 2025 • 1 min read
Wealth management firm hit with FCA restrictions

Regulation

Wealth management firm hit with FCA restrictions

In response to ‘significant concerns’

clock 22 May 2025 • 2 min read
FSCS lowers 2025/26 levy prediction to £356m

Regulation

FSCS lowers 2025/26 levy prediction to £356m

Figure is £38m lower than the indicative forecast from November

clock 22 May 2025 • 2 min read
AI on trial: FCA's Live Testing opens new path for advisers

Your profession

AI on trial: FCA's Live Testing opens new path for advisers

Offering regulated firms a controlled space to trial advanced technologies

clock 21 May 2025 • 7 min read
FCA: 49% of UK adults financially vulnerable

Regulation

FCA: 49% of UK adults financially vulnerable

FCA Financial Lives 2024 survey

clock 19 May 2025 • 3 min read
FCA private messaging crackdown not expected to expand to wealth management

Regulation

FCA private messaging crackdown not expected to expand to wealth management

Response to a Freedom of Information request

clock 15 May 2025 • 1 min read
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