professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Topics

    Choose a topic below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Month in Review
  • Your Business
    • Recruitment
    • Platforms
    • Education
    • Technology
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • More

    Authors

    • Hope William-Smith
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Content by subject

    • Business models
    • Companies
    • Equity release
    • Income
    • Succession planning

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Home of Family Office 

    Sister publications

    • BusinessGreen
    • COVER
    • International Investment
    • Investment Week
    • Professional Pensions
    • Sustainable Investment
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA censures Lighthouse after British Steel 'serious failings'

Regulation

FCA censures Lighthouse after British Steel 'serious failings'

Quilter-owned firm has paid out £23m in redress

clock 15 May 2023 • 2 min read
SDR implementation: Taking the time to get it right

Regulation

SDR implementation: Taking the time to get it right

The FCA has growing concerns about 'greenwashing' and it is taking action

clock 09 May 2023 • 7 min read
FCA strengthens whistleblower practices after backlash

Regulation

FCA strengthens whistleblower practices after backlash

Regulator to boost whistleblower confidence with new procedures

clock 04 May 2023 • 2 min read
Government set to ban cold calls on all financial products

Regulation

Government set to ban cold calls on all financial products

The proposal is part of the prime minister’s new strategy to tackle fraud

clock 03 May 2023 • 2 min read
FCA's Pritchard: We need open debate about crypto risks

Regulation

FCA's Pritchard: We need open debate about crypto risks

Sarah Pritchard calls for open crypto debate about risk and regulation limits

clock 26 April 2023 • 2 min read
FCA orders WealthTek to cease operations over 'serious' issues

Regulation

FCA orders WealthTek to cease operations over 'serious' issues

A man aged 48 has been arrested by Northumbria Police

clock 06 April 2023 • 1 min read
FCA consults on fees of £94m for advisers to fork out in 2023/24

Regulation

FCA consults on fees of £94m for advisers to fork out in 2023/24

Consultation opens today as regulator publishes its latest business plan

clock 05 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response to financial crime and fraud

clock 05 April 2023 • 3 min read
FCA must improve information disclosure, commissioner says

Regulation

FCA must improve information disclosure, commissioner says

Complaint upheld despite late evidence favouring the regulator

clock 04 April 2023 • 5 min read
FOS confirms temporary change to business-specific complaints data

Regulation

FOS confirms temporary change to business-specific complaints data

Changes designed to incentivise firms to settle proactively

clock 03 April 2023 • 2 min read
234
Most read
01

Sunak's IHT removal rumour sparks cautious optimism

25 September 2023 • 4 min read
02

AIG/Aviva deal sparks adviser concern over market consolidation

25 September 2023 • 3 min read
03

AIG's UK protection business to be bought by Aviva in £460m deal

25 September 2023 • 1 min read
04

FSCS declares St Albans-based financial advice firm in default

25 September 2023 • 1 min read
05

Timeline secures £10m funding to double £3bn AUM size

25 September 2023 • 1 min read
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media (IP) Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR.Registered in England and Wales with company registration numbers 09177174 & 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page