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Regulation

Ex-Janus Henderson analyst convicted of insider trading and money laundering

Regulation

Ex-Janus Henderson analyst convicted of insider trading and money laundering

FCA 'committed to fighting financial crime'

clock 23 June 2025 • 1 min read
FSCS completes investigation into Kerry Nelson's Nexus IFA

Regulation

FSCS completes investigation into Kerry Nelson's Nexus IFA

Lifeboat fund to assess claims as director faces fraud charges

clock 19 June 2025 • 1 min read
FCA shift to outcomes-based regulation gives advisers chance to truly shine

Your profession

FCA shift to outcomes-based regulation gives advisers chance to truly shine

‘Gives opportunity to be the adviser you always wanted to be’

clock 18 June 2025 • 2 min read
Understanding UK money habits: FCA's 2024 Financial Lives report key takeaways

Regulation

Understanding UK money habits: FCA's 2024 Financial Lives report key takeaways

'Survey highlights significant challenges in financial resilience and pension savings'

clock 12 June 2025 • 5 min read
Finfluencer trials delayed until 2027 due to court backlog

Regulation

Finfluencer trials delayed until 2027 due to court backlog

Nikhil Rathi gave the update to aTreasury Committee hearing

clock 10 June 2025 • 2 min read
FCA promotes Sarah Pritchard to deputy CEO

People

FCA promotes Sarah Pritchard to deputy CEO

To manage growing remit, support growth and drive reform

clock 10 June 2025 • 1 min read
Sustainability and market abuse concerns raised as FCA rings bell on PISCES launch

Regulation

Sustainability and market abuse concerns raised as FCA rings bell on PISCES launch

PISCES regulatory regime now live

clock 10 June 2025 • 3 min read
Northumberland firm declared failed by FSCS over pensions advice

Regulation

Northumberland firm declared failed by FSCS over pensions advice

PCM Asset Management lost FCA authorisation in 2019

clock 05 June 2025 • 1 min read
FIF25: SDR plans for MPS should be 'natural progression' for FCA

Regulation

FIF25: SDR plans for MPS should be 'natural progression' for FCA

A ‘clear’ move that the industry will be pushing for, panellists say

clock 05 June 2025 • 2 min read
FIF25: More than 130 funds adopt SDR labels as confidence and timing improves

Regulation

FIF25: More than 130 funds adopt SDR labels as confidence and timing improves

Many firms on 'wait-and-see' mode

clock 04 June 2025 • 3 min read
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