professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA drops SDR plans for portfolio managers

Investment

FCA drops SDR plans for portfolio managers

To focus on MPS review for now

clock 30 April 2025 • 4 min read
FCA backs artificial intelligence with live testing service

Regulation

FCA backs artificial intelligence with live testing service

Wants AI to keep the UK competitive

clock 29 April 2025 • 2 min read
FCA to cut red tape for investment firms in bid to streamline regulation

Regulation

FCA to cut red tape for investment firms in bid to streamline regulation

Volume of legal text cut by 70%

clock 24 April 2025 • 2 min read
Zero cases of non-financial misconduct opened by FCA in two years

Regulation

Zero cases of non-financial misconduct opened by FCA in two years

A Freedom of Information request has found

clock 22 April 2025 • 3 min read
Emma Reynolds: Targeted support is 'exciting opportunity' but 'we need to get it right'

Regulation

Emma Reynolds: Targeted support is 'exciting opportunity' but 'we need to get it right'

‘Need strong consumer protection in place’

clock 22 April 2025 • 3 min read
Legal perspective: A lawyer's view on the FCA's latest employment tribunal case

Regulation

Legal perspective: A lawyer's view on the FCA's latest employment tribunal case

Whistleblowing or gross misconduct?

clock 17 April 2025 • 4 min read
FCA establishes US and Asia-Pacific presence to promote the UK overseas

Regulation

FCA establishes US and Asia-Pacific presence to promote the UK overseas

Major international investors 'want easier access'

clock 16 April 2025 • 1 min read
Andrew Goodwin: Is targeted support really the revolution we need?

Regulation

Andrew Goodwin: Is targeted support really the revolution we need?

'Forgive me for being a party pooper, but...'

clock 11 April 2025 • 4 min read
CII urges firms to put vulnerable customers' needs 'ahead of targets'

Regulation

CII urges firms to put vulnerable customers' needs 'ahead of targets'

Bosses must ‘walk the walk’ on vulnerable clients

clock 10 April 2025 • 2 min read
The FCA's DE&I volte-face: Why doing the right thing still matters

Regulation

The FCA's DE&I volte-face: Why doing the right thing still matters

Delayed NFM regulations set to take effect in June

clock 07 April 2025 • 5 min read
345
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page