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Regulation

CII urges firms to put vulnerable customers' needs 'ahead of targets'

Regulation

CII urges firms to put vulnerable customers' needs 'ahead of targets'

Bosses must ‘walk the walk’ on vulnerable clients

clock 10 April 2025 • 2 min read
The FCA's DE&I volte-face: Why doing the right thing still matters

Regulation

The FCA's DE&I volte-face: Why doing the right thing still matters

Delayed NFM regulations set to take effect in June

clock 07 April 2025 • 5 min read
FOS expects to resolve 20% more cases as complaints surge

Regulation

FOS expects to resolve 20% more cases as complaints surge

270,000 cases estimated to be resolved in 2025/26 amid demand

clock 03 April 2025 • 3 min read
The Vulnerability Review: A reflection on the FCA findings and addressing the elephant in the room

Regulation

The Vulnerability Review: A reflection on the FCA findings and addressing the elephant in the room

'Identification. Action. Reporting – don't delay'

clock 02 April 2025 • 3 min read
Navigating PISCES: FCA regulation doesn't equal protection

Regulation

Navigating PISCES: FCA regulation doesn't equal protection

'Those investing via PISCES, and their advisers, should scrutinise issuers and their disclosures carefully'

clock 28 March 2025 • 4 min read
FCA: Protection commission ban is potential 'extreme' market study outcome

Protection

FCA: Protection commission ban is potential 'extreme' market study outcome

FCA: 'We're going into this with an open mind'

clock 28 March 2025 • 3 min read
FOS sides with Ludlow WM after client's professional representative made 'poor submissions'

Regulation

FOS sides with Ludlow WM after client's professional representative made 'poor submissions'

Complaint not upheld against Ludlow Wealth Management

clock 27 March 2025 • 3 min read
Regulators rethink D&I targets 'to avoid additional burdens on firms'

Regulation

Regulators rethink D&I targets 'to avoid additional burdens on firms'

FCA and PRA to take different appraoch to diversity and inclusion

clock 13 March 2025 • 2 min read
FCA's shelved name and shame policy 'deeply flawed from the outset'

Regulation

FCA's shelved name and shame policy 'deeply flawed from the outset'

The decision to drop the policy described as ‘significant development’

clock 12 March 2025 • 2 min read
SDR 'not easy' but has 'raised the bar' - FCA's Sacha Sadan

Regulation

SDR 'not easy' but has 'raised the bar' - FCA's Sacha Sadan

More than 100 funds have adopted one of the four SDR labels

clock 12 March 2025 • 4 min read
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