Professional Adviser

Top stories

Sean Kulan: How prepared are solo-regulated firms for SM&CR?

9 December 2019 deadline

Sonia Wheeler & Zoe Lyons
Why mentoring is key for advisers: 2018 WIFA Award winner Sonia Wheeler
What happens to performance after a 'star' fund manager leaves?
What happens to performance after a 'star' fund manager leaves?
Beaufort securities clients warned of targeted scammers
Woman and apps
How online 'nudges' are encouraging women to invest

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Regulation

Sean Kulan: How prepared are solo-regulated firms for SM&CR?
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Wanda Goldwag appointed to FCA's consumer panel
FCA: Market manipulation, insider trading and other criminal behaviour could go undetected
FCA highlights market abuse risks, with some 'blindingly obvious'
Morningstar praises EU regulators for PRIIPs review
Amber Rudd
Bosses who play 'fast and loose' with pensions face seven years in prison

Fines of up to £1m

Your Profession

MEET THE ADVISER CHAMPIONS

Retirement

What happens to performance after a 'star' fund manager leaves?
What happens to performance after a 'star' fund manager leaves?

Willis Owen report

Pension scam report shines light on quality of advisers
L&G launches annuity tracking service for advisers
Cardano agrees acquisition of Now Pensions
Berkeley Burke wins leave to take FOS SIPP case to Court of Appeal

Protection

Investment Influencers

Opinion

Sean Kulan: How prepared are solo-regulated firms for SM&CR?
Arbitration
Sarah French: Why advisers should consider Resolution accreditation
Three stones
The Value Perspective: Warren Buffett's key tenets of value investing
Greg Davies
Greg Davies: Should a change in market values mean a change in risk?
Adrian Ash: Doom, gloom and the case for gold insurance

Long-term strategic holding

Investment

Woman and apps
How online 'nudges' are encouraging women to invest

Regular reminders and updates

Head of EMEA and Latin America at Neuberger Berman, Dik Van Lomwel
Neuberger Berman hires from Morgan Stanley IM for multi-asset role
James Bateman of Fidelity International
Multi-asset insight: Video interview with James Bateman
What happens to performance after a 'star' fund manager leaves?
What happens to performance after a 'star' fund manager leaves?
Beaufort securities clients warned of targeted scammers

Tax planning