Professional Adviser

Top Stories

FCA issues data request to 65 advisers over Rolls Royce DB pension scheme
FCA issues data request to 65 advisers over Rolls Royce DB pension scheme

Rolls-Royce to cut 9,000 jobs

Walker Crips acquires client book of adviser MA Heap
Walker Crips acquires client book of adviser MA Heap
Sudden fund closure takes majority investor adviser by surprise
Sudden fund closure takes majority investor adviser by surprise
Kim Bendall launches outsourcing firm Go Paraplanning
Pension dashboard delayed until at least 2023

News continued

Regulation

SM&CR sparks just one enforcement action in nearly five years
SM&CR sparks just one enforcement action in nearly five years
Insistent client DB transfer ends in FOS complaint against Chase de Vere
Insistent client DB transfer ends in FOS complaint against Chase de Vere
PA360 Digital: Covid-19 crisis highlights vulnerable client policy importance
PA360 Digital: Covid-19 crisis highlights vulnerable client policy importance
Mark Greenwood: Two months left to get fit (and proper)
Mark Greenwood: Two months left to get fit (and proper)
Chris Davies: Practical steps to curb cyber-security risk
Chris Davies: Practical steps to curb cyber-security risk

An IT or regulatory challenge?

Your Profession

Retirement

Pension dashboard delayed until at least 2023
Pension dashboard delayed until at least 2023

The Pensions Dashboards Programme (PDP) has published its second progress update report – setting out a timeline for the development of the project and revealing the dashboard would not be ready to be offered to consumers until 2023.

Two-in-three DB sponsors issue profit warnings in 2020
Two-in-three DB sponsors issue profit warnings in 2020
Hargreaves Lansdown remains slowest on pension transfers - Origo
Hargreaves Lansdown remains slowest on pension transfers - Origo
Insistent client DB transfer ends in FOS complaint against Chase de Vere
Insistent client DB transfer ends in FOS complaint against Chase de Vere
State pension to rise 2.5% with triple lock in 2021/22; lifetime allowance up 0.5%
State pension to rise 2.5% with triple lock in 2021/22; lifetime allowance up 0.5%

Protection

Investment Influencers

Opinion

John David: MiFID II and the implications for ESG investing
John David: MiFID II and the implications for ESG investing
Karl Dines: The butterfly effect in advisers' CIPs
Karl Dines: The butterfly effect in advisers' CIPs
John Davies: Will Covid-19 create a dividend dilemma for VCTs?
John Davies: Will Covid-19 create a dividend dilemma for VCTs?
Rohan Sivajoti: Are you ready to put in the graft?
Rohan Sivajoti: Are you ready to put in the graft?
Mickey Morrissey: Five ways to spot risk building in individual funds
Mickey Morrissey: Five ways to spot risk building in individual funds

New manager

Investment

John David: MiFID II and the implications for ESG investing
John David: MiFID II and the implications for ESG investing

'Disparity in readiness'

Karl Dines: The butterfly effect in advisers' CIPs
Karl Dines: The butterfly effect in advisers' CIPs
Nelsons set to issue formal claim against Link in Woodford case by year end
Nelsons set to issue formal claim against Link in Woodford case by year end
Mickey Morrissey: Five ways to spot risk building in individual funds
Mickey Morrissey: Five ways to spot risk building in individual funds
Sanford DeLand pulls Buffettology Smaller Companies IPO after failing to meet £100m minimum
Sanford DeLand pulls Buffettology Smaller Companies IPO after failing to meet £100m minimum

Tax planning