Professional Adviser’s Consumer Duty Hub is your home for the latest news, analysis, and expert opinion on how The Financial Conduct Authority’s (FCA) Consumer Duty will impact advisers and their businesses.
This is where you can find all the updates on what to expect as each deadline approaches, and how you can best prepare your firm to align with the watchdog’s new rules.
‘It is at the heart of advice, yet I don’t see firms talk about it clear enough’
‘You can expect the regulator to take robust action where needed’
Regulator’s Lucy Castledine reflects on Consumer Duty six months in
‘This industry is the closest to understanding vulnerability’
Proactive approach in identification and support
There is ‘some work to be done' with how firms implement the rules
Many fair value assessments found to not be relying on solid data
Firms can identify areas of improvement with the new tool
Professional Adviser analyses what Consumer Duty means for MPS
FCA asks firms about ongoing services in response to Consumer Duty
Consumer Duty may lead to tensions between advisers and providers
Advice practice formerly traded as Tom Carroll Associates FP
To help firms meet Consumer Duty standards