Professional Adviser’s Consumer Duty Hub is your home for the latest news, analysis, and expert opinion on how The Financial Conduct Authority’s (FCA) Consumer Duty will impact advisers and their businesses.
This is where you can find all the updates on what to expect as each deadline approaches, and how you can best prepare your firm to align with the watchdog’s new rules.
The days of prescriptive compliance are over
Ruth Handcock on Consumer Duty and advice/guidance review impact
'Different vulnerabilities tend to be interconnected'
Reframing the burden of adviser regulation
Advisers reflect on the regulation as it reaches its first anniversary
IFAs say supporting smaller portfolios is increasingly challenging
‘Some are causing issues for advisers trying to do the best for their clients’
As part of its secondary competitiveness and growth objective
'Consumer Duty has made the regulatory landscape even tougher'
Radiant Financial Planning will use Elevation to monitor client feedback
Dynamic Planner finds reports up 100%
Including changes in approach when dealing with vulnerable clients