Regulation
CII to scrap adviser 'gap-fill' option in SPS applications
From August next year
Compliance firm reports stream of Rolls-Royce DB scheme queries
Contacted this week
IFA directors banned by FCA for lying about wealth of Elysian Fuel investors
75 inaccurate declarations submitted
FOS complaints data: Aviva tops list on pension gripes
Banks take crown for investment complaints
FCA to send out second mandatory Covid-19 survey to advisers
Fifth this year
FOS-plagued Copia WM enters liquidation
Four published FOS decisions
FCA investigating 165 Covid-19-related scams
FOI request
FCA acts against alleged unauthorised investment adviser and 24HR Trading Academy
£624,311 of assets frozen
Nucleus and Phil Young launch SM&CR white paper
Ahead of December deadline
FCA quizzing firms with high DB transfer conversion rates
Advisers should reconsider process
Informed Financial Planning appoints leadership team for SM&CR prep
In preparation for December deadline
Clever Adviser launches PROD guide
Free guide
Rory Percival: PROD rules were 'overdue'
CISI Financial Planning conference
Treasury Committee urges expansion of FCA's powers
Expanding the 'regulatory perimeter'
FCA's Randell: UCITS rules sparked 'perfect storm' for Woodford fund
Scope for change post-Brexit
Vinay Jayaram: The FCA's 'review of reviews' could transform advice
Opportunity must not be missed
Portafina to pay compensation for 'insistent client' transfer advice
FOS complaint partially uphold
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19
Complaints triple in past year
SIPP complaints jump to 'record high' in last 12 months - FOS
3,811 complaints in 12 months
MPs warn on UK becoming 'cashless society' by mistake - reports
Fears for vulnerable people
Adviser Home seeks input from smaller firms on FCA advice review
‘Streamlined survey’
Regulation could be pushing people in unsuitable directions - FCA
'Channelling people to an advice approach'
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