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Regulation

FCA secures money back for victims of £1.5m crypto fraud

Regulation

FCA secures money back for victims of £1.5m crypto fraud

Obtains confiscation orders against Raymondip Bedi and Patrick Mavanga

clock 28 September 2026 • 1 min read
Nick Eatock: Is this the end of the annual review as we know it?

Technology

Nick Eatock: Is this the end of the annual review as we know it?

Value comes from continuity of service

clock 25 September 2026 • 3 min read
FOS partially upholds complaint against SJP for failing to provide annual reviews

Regulation

FOS partially upholds complaint against SJP for failing to provide annual reviews

SJP failed to provide five annual reviews for client

clock 23 September 2026 • 3 min read
FCA: Simplified advice rules update imminent; MPS review outcome set for 2027

Regulation

FCA: Simplified advice rules update imminent; MPS review outcome set for 2027

Regulator's Kate Tuckley gives update

clock 08 September 2026 • 3 min read
DB transfer adviser hit with provisional FCA ban and £742,700 fine

Regulation

DB transfer adviser hit with provisional FCA ban and £742,700 fine

Daniel Thomas advised 53 clients, including four British Steel scheme members

clock 03 September 2026 • 2 min read
Proving good customer outcomes still a challenge for financial planners

Regulation

Proving good customer outcomes still a challenge for financial planners

Firms face practical challenges in Consumer Duty board reporting

clock 03 September 2026 • 2 min read
'Watershed moment' as FCA's non-financial misconduct rules come into force

Regulation

'Watershed moment' as FCA's non-financial misconduct rules come into force

Enforcement ‘not a question of if, but when’

clock 02 September 2026 • 2 min read
FCA bans three behind £35.5m scheme designed to bypass investor visa rules

Regulation

FCA bans three behind £35.5m scheme designed to bypass investor visa rules

Dolfin Financial’s Denisz Nagy, Sanjay Maraj and Roman Joukovski banned

clock 26 August 2026 • 2 min read
Cost of FCA action over illegal finfluencer promotions hits almost £250,000

Regulation

Cost of FCA action over illegal finfluencer promotions hits almost £250,000

FOI request

clock 21 August 2026 • 4 min read
Rob DeDominicis: You don't need to wait until 2030 for AI to pay off

Technology

Rob DeDominicis: You don't need to wait until 2030 for AI to pay off

'Firms shouldn't be held back waiting for the industry to agree on where the higher-risk work sits'

clock 14 August 2026 • 3 min read
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