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Regulation

Director jailed for near £9m investment fraud

Regulation

Director jailed for near £9m investment fraud

Declan Nowell sentenced for ‘Ponzi-style’ investment scam

clock 01 June 2026 • 2 min read
Proposed simplified advice rules unlikely to help service new clients, advisers say

Regulation

Proposed simplified advice rules unlikely to help service new clients, advisers say

Research from AJ Bell

clock 01 June 2026 • 1 min read
Succession Alliance to tackle 'completely unregulated' space this year

Regulation

Succession Alliance to tackle 'completely unregulated' space this year

Wants to create a ‘minimum set of standards’

clock 27 May 2026 • 4 min read
Clearer simplified advice guidance needed to 'drive genuine progress'

Regulation

Clearer simplified advice guidance needed to 'drive genuine progress'

Responses to FCA consultation were due by last Friday

clock 27 May 2026 • 5 min read
FCA calls on firms to plan for frontier AI cyber risks

Regulation

FCA calls on firms to plan for frontier AI cyber risks

Joint statement released with BoE and Treasury

clock 20 May 2026 • 2 min read
Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Regulation

Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Financial advice firms ‘lack a clear service strategy for bereaved clients'

clock 18 May 2026 • 5 min read
FCA releases further details on bereavement processes review

Regulation

FCA releases further details on bereavement processes review

Review to focus on platforms, advisers and wealth managers

clock 13 May 2026 • 2 min read
Adviser fined £755,000 and banned from financial services

Regulation

Adviser fined £755,000 and banned from financial services

Put customers at risk ‘for personal financial gain’

clock 12 May 2026 • 2 min read
Ex-investment adviser sentenced to additional prison time

Regulation

Ex-investment adviser sentenced to additional prison time

Richard Faithfull failed to pay back £529,961

clock 11 May 2026 • 2 min read
Three arrested in FCA crackdown on suspected illegal financial promotions

Regulation

Three arrested in FCA crackdown on suspected illegal financial promotions

Properties searched

clock 05 May 2026 • 1 min read
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