professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Court sets trial date in illegal financial promotions case

Regulation

Court sets trial date in illegal financial promotions case

Lucy Beck pleads not guilty

clock 31 July 2026 • 1 min read
FCA flags weak customer outcome focus in firms' monitoring frameworks

Regulation

FCA flags weak customer outcome focus in firms' monitoring frameworks

Consumer Duty review found inconsistent governance and oversight

clock 27 July 2026 • 2 min read
Open finance could pose 'existential threat' to advice market

Regulation

Open finance could pose 'existential threat' to advice market

Consumer Duty Alliance tech forum attendees hear

clock 23 July 2026 • 3 min read
New regulations and challenges in the EU and UK: What are advisers' next moves?

Regulation

New regulations and challenges in the EU and UK: What are advisers' next moves?

Regulatory simplification vs expanding oversight

clock 16 July 2026 • 4 min read
FCA investigates 11 potential Consumer Duty breaches including small IFA

Regulation

FCA investigates 11 potential Consumer Duty breaches including small IFA

Publishes good practice review

clock 13 July 2026 • 4 min read
Advertising watchdog censures whisky cask and gold investment firm

Regulation

Advertising watchdog censures whisky cask and gold investment firm

ASA upholds four complaints against Cap Group

clock 08 July 2026 • 3 min read
FCA review predicts AI will reshape investment management through 'agentic finance'

Regulation

FCA review predicts AI will reshape investment management through 'agentic finance'

Sheldon Mills review

clock 06 July 2026 • 3 min read
News editor's view: FCA continues to bring the heat 

Regulation

News editor's view: FCA continues to bring the heat 

The news editor's Friday Night Takeaway from 3 July

clock 03 July 2026 • 3 min read
FCA urges firms to improve legacy pension value despite historic advice

Regulation

FCA urges firms to improve legacy pension value despite historic advice

Individuals holding legacy products receiving poorer value, regulator finds

clock 02 July 2026 • 3 min read
FCA reveals 13 firms applied for targeted support authorisation

Regulation

FCA reveals 13 firms applied for targeted support authorisation

Up from seven in March

clock 01 July 2026 • 2 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page