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Regulation

Professional Adviser TV: Remaining client centric in a time of increased regulation and digital demands

Your profession

Professional Adviser TV: Remaining client centric in a time of increased regulation and digital demands

Kevin Bailey and James Sullivan also unpack what value looks like

clock 04 July 2025 • 1 min read
NextWealth MD Hopkins on staying ahead of advice sector changes, data challenges and flattening MPS fees

Regulation

NextWealth MD Hopkins on staying ahead of advice sector changes, data challenges and flattening MPS fees

Making technology work better

clock 03 July 2025 • 9 min read
Targeted support: FCA shuns 'overly prescriptive' approach to vulnerability

Regulation

Targeted support: FCA shuns 'overly prescriptive' approach to vulnerability

Considered prescribing how firms should support ‘vulnerable consumers’

clock 30 June 2025 • 2 min read
Targeted support: 38,000 current advice users expected to switch

Regulation

Targeted support: 38,000 current advice users expected to switch

Firms could generate up to £499 in revenue per customer

clock 30 June 2025 • 4 min read
Targeted support: An 'expedient way' to meet Consumer Duty cross-cutting obligations

Regulation

Targeted support: An 'expedient way' to meet Consumer Duty cross-cutting obligations

FCA urges firms to treat all recipients of targeted support as retail customers

clock 30 June 2025 • 2 min read
Targeted support: Failures 'can still create FSCS exposure'

Regulation

Targeted support: Failures 'can still create FSCS exposure'

Targeted support costs allocated to LDII funding class

clock 30 June 2025 • 2 min read
'Essential' that FCA and FOS are fully aligned on targeted support and simplified advice

Regulation

'Essential' that FCA and FOS are fully aligned on targeted support and simplified advice

Simplified advice engagement to come end of this year

clock 30 June 2025 • 6 min read
FCA unveils targeted support plans

Regulation

FCA unveils targeted support plans

To conduct further work on simplified advice

clock 30 June 2025 • 5 min read
Consumer Duty Alliance launches data forum to help with FCA expectations

Regulation

Consumer Duty Alliance launches data forum to help with FCA expectations

Chaired by Model Office’s Chris Davies

clock 26 June 2025 • 1 min read
'Risk aversion' from FCA and PRA limiting UK growth and competitiveness

Regulation

'Risk aversion' from FCA and PRA limiting UK growth and competitiveness

Regulators 'constraining firms', House of Lords report claims

clock 13 June 2025 • 2 min read
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