Regulation
FCA consults to improve pre-paid funeral plan standards
Wants adviser thoughts
Major tech changes more likely to cause incidents - FCA
Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....
Fraudsters target SJP clients in clone scam offering advice
Pretending to be SJP adviser
Advisers to be levied £240m again as FSCS announces £1bn overall levy
'Cannot normalise this level of loss'
Treasury Taskforce to address FSCS levy concerns and work with FCA
Plus online scams
MPs call on FCA to do more for British Steel victims
Regulator 'follows not leads'
What is the FCA's new DB advice assessment tool 'DBAAT'?
Check suitability of advice
FCA denies 12 advice firms authorisation following phoenixing suspicions
131 firms have authorisations revoked
Copia Wealth Management declared in default by FSCS with 149 complaints
Pension advice and SIPPs
FCA identifies 30,000 instances of unregulated activity in last 12 months
Calls for more cash to fund scam prevention campaigns
Rory Percival: Advisers should be able to enjoy a quiet 2021 from regulator
Outlook for coming year
FCA orders Blue Gate pay £203k to Connaught investors
Lost money through a UCIS
FCA appoints two new executives
Merging two divisions
FCA confirms speculative mini-bond mass-marketing ban
From 1 January 2021
FAMR and RDR review: Six takeaway points from the FCA's report
Advice for £250, please
FCA warns of 'significant price clustering' and homes in on ongoing advice services
90% given ongoing advice
FSCS funding again under the spotlight after supplementary levy announcement
Advisers to pay extra £8m towards scheme
CII to scrap adviser 'gap-fill' option in SPS applications
From August next year
Compliance firm reports stream of Rolls-Royce DB scheme queries
Contacted this week
