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Regulation

FCA brings fraud charges against unregulated adviser

Regulation

FCA brings fraud charges against unregulated adviser

Between 2008 and 2019

20 May 2021 • 1 min read

'Dear CEO' letter: Tell customers how e-money is protected

Regulation

'Dear CEO' letter: Tell customers how e-money is protected

Write within six weeks

19 May 2021 • 3 min read

FCA moves to tackle 'scourge' of rising investment scams

Regulation

FCA moves to tackle 'scourge' of rising investment scams

'Dragnet approach'

18 May 2021 • 4 min read

FCA sets out proposals to stop 'particularly egregious' CMC phoenixing

Regulation

FCA sets out proposals to stop 'particularly egregious' CMC phoenixing

Proposals published today

17 May 2021 • 7 min read

FCA's proposed Consumer Duty rules to have 'wide-ranging implications' on firms

Regulation

FCA's proposed Consumer Duty rules to have 'wide-ranging implications' on firms

Must prevent consumer harm

14 May 2021 • 6 min read

FCA chief: Many British Steel DB transfer victims were 'vulnerable'

Regulation

FCA chief: Many British Steel DB transfer victims were 'vulnerable'

Treasury Committee meeting

13 May 2021 • 3 min read

FSCS speeds up complaints process as it expects more SIPPs to fail

Regulation

FSCS speeds up complaints process as it expects more SIPPs to fail

Can handle more complaints

30 April 2021 • 1 min read

FCA moves to tackle high-risk investments despite 'limited powers' over issuers

Your profession

FCA moves to tackle high-risk investments despite 'limited powers' over issuers

Wants industry views

29 April 2021 • 3 min read

FCA chair: Regulating 60,000 firms is a problem

Regulation

FCA chair: Regulating 60,000 firms is a problem

FCA must be rigorous

23 April 2021 • 2 min read

Neil Liversidge: Why I'm saying 'no' to the FCA and client segmentation

Regulation

Neil Liversidge: Why I'm saying 'no' to the FCA and client segmentation

'Every client is unique'

22 April 2021 • 2 min read

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Most read

01

FCA bans jailed adviser after fraud conviction

22 July 2021 • 1 min read

02

DWP accused of maladministration over women's state pension communication

20 July 2021 • 2 min read

03

Normal pension age draft legislation branded 'hugely complex mess'

20 July 2021 • 4 min read

04

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

20 July 2021 • 3 min read

05

Nick Eatock: Supporting clients and staying connected in the new normal

20 July 2021 • 4 min read