professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA and PRA streamline and simplify senior managers regime

Regulation

FCA and PRA streamline and simplify senior managers regime

Consultation on wider changes

clock 22 April 2026 • 2 min read
Royal London launches targeted support ISA service

Regulation

Royal London launches targeted support ISA service

Available to existing customers via its app

clock 20 April 2026 • 2 min read
Risk Warnings Review to create 'meaningful shift' in advice communication

Regulation

Risk Warnings Review to create 'meaningful shift' in advice communication

Will bolster adviser confidence to use social media platforms

clock 16 April 2026 • 5 min read
Most advice firms not planning to implement targeted support - research

Regulation

Most advice firms not planning to implement targeted support - research

Firms are taking a ‘wait and see’ approach

clock 16 April 2026 • 3 min read
Attitudinal targeted support could be 'the way forward' - research

Regulation

Attitudinal targeted support could be 'the way forward' - research

Investments increased 30% when targeted support focused on attitudes

clock 15 April 2026 • 4 min read
FCA unveils open finance vision including 'tailored financial advice' help

Regulation

FCA unveils open finance vision including 'tailored financial advice' help

Highlights need for ‘urgent action’ by advisers, tech expert says

clock 14 April 2026 • 3 min read
FCA expected to align trail commission with Consumer Duty rather than 'switching off' service

Regulation

FCA expected to align trail commission with Consumer Duty rather than 'switching off' service

Consultation is about ‘understanding and evidencing impact’

clock 09 April 2026 • 4 min read
'Slow start' expected for targeted support as rules go live

Regulation

'Slow start' expected for targeted support as rules go live

Royal London one of the first to get FCA approval

clock 07 April 2026 • 4 min read
Former financial adviser hit with FCA ban after pocketing £54,000 from 'vulnerable' client

Regulation

Former financial adviser hit with FCA ban after pocketing £54,000 from 'vulnerable' client

Daniel Leon Williams banned from regulated activities after being sentenced in 2024

clock 07 April 2026 • 1 min read
FOS award limits increase for next financial year

Regulation

FOS award limits increase for next financial year

One type of complaint sees a £10,000 rise

clock 01 April 2026 • 1 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page