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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 14 Apr 2021
      • ONLINE, ONLINE
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      Professional Adviser ESG Masterclass 2021

      Professional Adviser is excited to launch the new ESG Masterclass, taking place live online from 28th - 29th April 2021. Delegates attending this event will benefit from thought-provoking presentations, informative Q&A sessions and structured CPD hours.

      • Date: 28 Apr 2021
      • Live Online, Live Online
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-25 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
      • Online, Online
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      Professional Adviser 360 Conference 2021

      A comprehensive 360-degree view of financial advice underpins PA360 Conference. With an unmissable line-up of dynamic speakers ranged across three streams focusing on what matters most to advisers PA360 will inform, educate and inspire, allowing delegates to meet new service providers and professional partners, and provide invaluable networking opportunities.

      • Date: 07 Oct 2021
      • The Brewery, London
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  • Trending now
  • Nominations open for WIFA 2021
  • Mattioli Woods in £4m acquisition
  • Young British Steel client

Regulation

Vinay Jayaram: The FCA's 'review of reviews' could transform advice
  • Regulation
Vinay Jayaram: The FCA's 'review of reviews' could transform advice

Opportunity must not be missed

  • 30 May 2019
Portafina to pay compensation for 'insistent client' transfer advice
  • Regulation
Portafina to pay compensation for 'insistent client' transfer advice

FOS complaint partially uphold

  • 24 May 2019
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19
  • Regulation
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19

Complaints triple in past year

  • 21 May 2019
SIPP complaints jump to 'record high' in last 12 months - FOS
  • Regulation
SIPP complaints jump to 'record high' in last 12 months - FOS

3,811 complaints in 12 months

  • 15 May 2019
MPs warn on UK becoming 'cashless society' by mistake - reports
  • Regulation
MPs warn on UK becoming 'cashless society' by mistake - reports

Fears for vulnerable people

  • 13 May 2019
Adviser Home seeks input from smaller firms on FCA advice review
  • Regulation
Adviser Home seeks input from smaller firms on FCA advice review

‘Streamlined survey’

  • 08 May 2019
Regulation could be pushing people in unsuitable directions  - FCA
  • Regulation
Regulation could be pushing people in unsuitable directions - FCA

'Channelling people to an advice approach'

  • 03 May 2019
FCA warns firms to check PI cover as FOS limit doubles
  • Regulation
FCA warns firms to check PI cover as FOS limit doubles

PII could rise by 500%

  • 01 April 2019
Simon Goryl: FOS changes should focus minds on complaints procedures
  • Regulation
Simon Goryl: FOS changes should focus minds on complaints procedures

FOS limit up from £150,000 to £350,000

  • 01 April 2019
Calls for FCA to take charge on SMCR harassment rules
  • Regulation
Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct

  • 18 March 2019
FCA to urge EU authorities to address PRIIPs failings
  • Regulation
FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

  • 28 February 2019
Investment Association weighs retail product labels for SRI funds
  • Regulation
Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

  • 25 January 2019
ESMA: Fees erode 25% of retail investors' fund returns
  • Regulation
ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

  • 11 January 2019
Can the financial services sector create good outcomes for women as both employees and customers?
  • Regulation
Can the financial services sector create good outcomes for women as both employees and customers?

INDUSTRY VOICE: How can the financial services sector create good outcomes for women as both employees and customers? This was the question posed by Quilter's corporate affairs director Jane Goodland to four panellists at TISA's annual conference this...

  • 13 December 2018
FCA plans wider retail ban of CFDs following ESMA proposals
  • Regulation
FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

  • 07 December 2018
Brexit implementation could hit UK with raft of FS legislation - FCA
  • Regulation
Brexit implementation could hit UK with raft of FS legislation - FCA

Could be forced to accept "more than 30" new rules

  • 29 November 2018
Treasury Select Committee plots post-Brexit financial regulation inquiry
  • Regulation
Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

  • 05 November 2018
FCA clamps down on sexual misconduct ahead of SM&CR extension
  • Regulation
FCA clamps down on sexual misconduct ahead of SM&CR extension

Letter to Women and Equalities Committee

  • 17 October 2018
FSCS CEO Mark Neale to step down in May 2019
  • Regulation
FSCS CEO Mark Neale to step down in May 2019

After nine years in role

  • 11 October 2018
FCA reveals plans for EEA firms in preparation for no-deal Brexit
  • Regulation
FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure ‘smooth transition’

  • 10 October 2018
Apricity launches 'Going It Alone' service for adviser start-ups
  • Companies
Apricity launches 'Going It Alone' service for adviser start-ups

'Advisers concerned about FCA applications'

  • 11 September 2018
RBS to pay first dividend since financial crisis
  • Regulation
RBS to pay first dividend since financial crisis

2p per ordinary share

  • 03 August 2018
Tribunal upholds TailorMade CEO ban; Cuts fine to £60k
  • Regulation
Tribunal upholds TailorMade CEO ban; Cuts fine to £60k

FSCS paid out £55.6m

  • 01 August 2018
FCA proposes basic savings rate for cash accounts
  • Regulation
FCA proposes basic savings rate for cash accounts

Option for basic savings rate

  • 25 July 2018
234

Most read

One of the youngest British Steel victims: 24-year-old tells transfer tale
One of the youngest British Steel victims: 24-year-old tells transfer tale
Scottish Friendly CEO Jim Galbraith dies
Scottish Friendly CEO Jim Galbraith dies
Fidelius Group acquires Bath-based IFA
Fidelius Group acquires Bath-based IFA
Praemium opens Edinburgh office; hopes to make 20 hires in 2021
Praemium opens Edinburgh office; hopes to make 20 hires in 2021
Mattioli Woods buys Pole Arnold Financial Management for initial £4m
Mattioli Woods buys Pole Arnold Financial Management for initial £4m
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