professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA bids to save firms £100m a year with transaction reporting changes

Regulation

FCA bids to save firms £100m a year with transaction reporting changes

Aiming to reduce costs and improve quality of data

clock 21 November 2025 • 1 min read
Government to reconsider rejection of Waspi compensation

Regulation

Government to reconsider rejection of Waspi compensation

Rethink does not guarantee that financial redress will be awarded

clock 12 November 2025 • 3 min read
FCA seeks experienced professional opinion on its decision-making

Regulation

FCA seeks experienced professional opinion on its decision-making

Regulator opens applications for positions on three statutory panels

clock 10 November 2025 • 1 min read
FCA warns on 'poor' advice consolidation practices

Regulation

FCA warns on 'poor' advice consolidation practices

Including on debt and incentives

clock 31 October 2025 • 3 min read
FCA to consult on Consumer Duty scope and exemptions

Your profession

FCA to consult on Consumer Duty scope and exemptions

Regulator pledges more clarity on distribution chains and non-UK business

clock 01 October 2025 • 2 min read
FCA urged to 'think again' on targeted support annuity rules

Regulation

FCA urged to 'think again' on targeted support annuity rules

Regulator’s MoneyHelper signpost criticised as a ‘real limit’

clock 03 September 2025 • 2 min read
FCA continues data reporting cuts

Regulation

FCA continues data reporting cuts

Regulator removes more data returns

clock 28 August 2025 • 1 min read
Regulatory and employment-related changes – what do firms need to prepare for?

Regulation

Regulatory and employment-related changes – what do firms need to prepare for?

‘Getting these issues right is not just about avoiding regulatory action or tribunal claims’

clock 21 August 2025 • 4 min read
FOS fees could fall if cases resolved early

Regulation

FOS fees could fall if cases resolved early

Consultation seeking to modernise charges

clock 13 August 2025 • 2 min read
Most IFAs do not expect FCA's advice/guidance proposals to change demand

Your Business

Most IFAs do not expect FCA's advice/guidance proposals to change demand

IFAs are positive overall about the changes for clients

clock 11 August 2025 • 1 min read
234
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page