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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 24 Feb 2021
      • ONLINE, ONLINE
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
      • ONLINE, ONLINE
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-24 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
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  • Trending now
  • CII certificates go paperless
  • 4,000 firms could fail
  • 2021 PA Awards deadline 15th

Regulation

FCA plans wider retail ban of CFDs following ESMA proposals
  • Regulation
FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

  • 07 December 2018
Brexit implementation could hit UK with raft of FS legislation - FCA
  • Regulation
Brexit implementation could hit UK with raft of FS legislation - FCA

Could be forced to accept "more than 30" new rules

  • 29 November 2018
Treasury Select Committee plots post-Brexit financial regulation inquiry
  • Regulation
Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

  • 05 November 2018
FCA clamps down on sexual misconduct ahead of SM&CR extension
  • Regulation
FCA clamps down on sexual misconduct ahead of SM&CR extension

Letter to Women and Equalities Committee

  • 17 October 2018
FSCS CEO Mark Neale to step down in May 2019
  • Regulation
FSCS CEO Mark Neale to step down in May 2019

After nine years in role

  • 11 October 2018
FCA reveals plans for EEA firms in preparation for no-deal Brexit
  • Regulation
FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure ‘smooth transition’

  • 10 October 2018
Apricity launches 'Going It Alone' service for adviser start-ups
  • Companies
Apricity launches 'Going It Alone' service for adviser start-ups

'Advisers concerned about FCA applications'

  • 11 September 2018
RBS to pay first dividend since financial crisis
  • Regulation
RBS to pay first dividend since financial crisis

2p per ordinary share

  • 03 August 2018
Tribunal upholds TailorMade CEO ban; Cuts fine to £60k
  • Regulation
Tribunal upholds TailorMade CEO ban; Cuts fine to £60k

FSCS paid out £55.6m

  • 01 August 2018
FCA proposes basic savings rate for cash accounts
  • Regulation
FCA proposes basic savings rate for cash accounts

Option for basic savings rate

  • 25 July 2018
Chris Davies: Was FCA's platform 'probe' really worth the wait?
  • Regulation
Chris Davies: Was FCA's platform 'probe' really worth the wait?

No imminent price war evident

  • 23 July 2018
Brexit white paper - May backs down on mutual regulatory recognition
  • Regulation
Brexit white paper - May backs down on mutual regulatory recognition

"New economic and regulatory arrangements for financial services"

  • 12 July 2018
Contingent charging is 'hangover' from commission - Paul Lewis
  • Charging
Contingent charging is 'hangover' from commission - Paul Lewis

RDR brought sweeping changes to adviser charging

  • 10 July 2018
Tech firm targets MiFID II costs confusion with new tool
  • Regulation
Tech firm targets MiFID II costs confusion with new tool

Focus on clarity and accuracy of information

  • 29 June 2018
Drawdown investment pathways will always be 'blunt tool'
  • Regulation
Drawdown investment pathways will always be 'blunt tool'

Response to FCA Retirement Outcomes Review

  • 28 June 2018
Advisers urged to whistleblow on 'bad behaviour' to reduce FSCS burden
  • Regulation
Advisers urged to whistleblow on 'bad behaviour' to reduce FSCS burden

Maximum payout going up

  • 27 June 2018
Suspected 'scam artist' takes second shot at advisers
  • Adviser tips
Suspected 'scam artist' takes second shot at advisers

Suspected malware

  • 26 June 2018
Adrian Boulding: Why IFAs should embrace robo-advice
  • Technology
Adrian Boulding: Why IFAs should embrace robo-advice

Building trust with the next generation of investors

  • 19 June 2018
FCA bans and fines adviser for faking qualifications
  • Regulation
FCA bans and fines adviser for faking qualifications

Fined £29,300

  • 12 June 2018
Smaller firms paying disproportionately high PI premiums - FCA
  • Charging
Smaller firms paying disproportionately high PI premiums - FCA

£4.5bn revenue earned from advisers

  • 07 June 2018
Gill Davidson: Make FCA register fit-for-purpose
  • Regulation
Gill Davidson: Make FCA register fit-for-purpose

Awareness campaign needed

  • 29 May 2018
Chris Davies: The FCA's streamlined 'slap' for auto-advisers
  • Technology
Chris Davies: The FCA's streamlined 'slap' for auto-advisers

Know suitability requirements

  • 23 May 2018
Marcus Hearn: The financial adviser's guide to GDPR
  • Regulation
Marcus Hearn: The financial adviser's guide to GDPR

Checklist for compliance

  • 21 May 2018
Kay Swinburne MEP: What we intended with MiFID II
  • Regulation
Kay Swinburne MEP: What we intended with MiFID II

‘Above all, MiFID rules put client needs first’

  • 18 May 2018
234

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Quilter adviser jobs at risk as firm moves towards self-employed model
Quilter adviser jobs at risk as firm moves towards self-employed model
Advisers to be levied £240m again as FSCS announces £1bn overall levy
Advisers to be levied £240m again as FSCS announces £1bn overall levy
Fidelity joins the party: How vertically integrated firms are shaping up in 2021
Fidelity joins the party: How vertically integrated firms are shaping up in 2021
Revealed: PA Awards 2021 Adviser Firm of the Year shortlists
Revealed: PA Awards 2021 Adviser Firm of the Year shortlists
US private equity firm set to acquire AFH in £225m deal
US private equity firm set to acquire AFH in £225m deal
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