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'RegTech can provide the regulatory control layer'

EGR Wealth agreed to a voluntary requirement in July

Dolfin Financial’s Denisz Nagy, Sanjay Maraj and Roman Joukovski banned

Started advice firm in 1995

Expected to complete by mid-November

Phillips talks to PA about TPO’s strategy and structure

Do not let caution cause inertia

'The problem is not that staff are trying to break the rules'

Points to recent tax legislative changes

Banks ‘uniquely positioned’ to provide advice to mass market