Your profession

UK investment firms urged to prioritise EU's Digital Operational Resilience Act

Your profession

UK investment firms urged to prioritise EU's Digital Operational Resilience Act

DORA mandates compliance for firms with EU ties

clock 16 January 2025 • 1 min read
People Moves: Industry veteran Vince Smith-Hughes joins Adviser Home

People

People Moves: Industry veteran Vince Smith-Hughes joins Adviser Home

Pensions expert formerly headed up business development at M&G Wealth

clock 16 January 2025 • 1 min read
FCA fines increase 230% in 2024 amid heightened crackdown on financial misconduct

Your profession

FCA fines increase 230% in 2024 amid heightened crackdown on financial misconduct

27 enforcement actions taken

clock 15 January 2025 • 2 min read
Financial Ombudsman rules against M&G Wealth Advice in mis-selling complaint

Your profession

Financial Ombudsman rules against M&G Wealth Advice in mis-selling complaint

Retired couple awarded compensation after losing £12,000

clock 15 January 2025 • 2 min read
Brooks Macdonald eyes move to London main market from AIM

Companies

Brooks Macdonald eyes move to London main market from AIM

FUM unchanged in Q4

clock 15 January 2025 • 2 min read
Bell named pensions minister as Reynolds replaces Siddiq

People

Bell named pensions minister as Reynolds replaces Siddiq

Follows Tulip Siddiq's resignation

clock 14 January 2025 • 2 min read
Tulip Siddiq resigns as economic secretary following weeks of pressure

People

Tulip Siddiq resigns as economic secretary following weeks of pressure

Relates to alleged Bangladeshi financial links

clock 14 January 2025 • 1 min read
Brown Advisory changes leadership structure with co-CEO appointment

Your profession

Brown Advisory changes leadership structure with co-CEO appointment

Logie Fitzwilliams promoted

clock 14 January 2025 • 1 min read
FCA revokes Nottingham IFA's permissions after failure to submit returns

Companies

FCA revokes Nottingham IFA's permissions after failure to submit returns

Barkestone Associate’s website is still up and running

clock 14 January 2025 • 2 min read
Majority of advisers expect HNW clients to require further personalisation

Your profession

Majority of advisers expect HNW clients to require further personalisation

Feel their current solutions need to be upgraded

clock 14 January 2025 • 2 min read
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