Regulation
Chris Davies: The unintended consequences of the SM&CR
Identify right staff
HMRC wins £40m court case against tax avoidance scheme promoter
Used by 1,180 high-earners
DB pension freedom rights 'eroded' by Dear CEO letter
FCA contacted firms 22 March
Ex-Barclays trader found guilty of rigging EURIBOR - Reports
Eighth EURIBOR rate-rigging conviction by the Serious Fraud Office
FCA acts to help 'mortgage prisoners' find cheaper deals
Mortgages Market Study
PIMFA urges FCA to postpone FOS £350,000 compensation limit hike
Set for 1 April 2019
FCA warns providers to act if advisers lose DB transfer permissions
Letter to pension providers
Bruce Davidson: Solo-regulated firms should beware SM&CR 'blind spot'
Senior Managers Regime
FSCS: £300m in recoveries reduces industry levy burden
'Unsung' part of FSCS work
Tim Sargisson: Life of PI
FOS award limit increase
FCA fines UBS £28m for reporting failures
Relates to 136 million transaction reports
MP Nicky Morgan calls on FCA to investigate London Capital & Finance
Four arrested in connection with case
SLA tribunal triumph over Lloyds termination of £109bn mandate
Lloyds 'not entitled' to give notice
Calls for FCA to take charge on SMCR harassment rules
Guidance on dealing with misconduct
DB transfers face transfer validation challenge after FCA register overhaul
"The FCA is aware of the issue"
Spring Statement 2019: Top 10 takeaways
RPI, tax avoidance and biodiversity
FSCS chief calls for exclusion of unregulated investment products
60% of pay-outs from 'bad advice'
Regulators to explore removing 'barriers' to addressing 'unprecedented' climate risk
First meeting of Climate Financial Risk Forum
'Baldrick levels of stupidity' as FCA leaves advisers unsearchable for a year
Directory to go live December 2020
FCA: 'Get rich quick' crypto investors do not understand the asset
Amid increased scrutiny of the asset class
Majority of advisers will be absent from FCA Register for 12 months
Between December 2019 and December 2020
PII costs could rocket 500% as FOS comp limit rises to £350k, FCA admits
'We listened carefully to feedback'
IFA to pay compensation after SIPP transfer
'Severe financial losses'
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