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Regulation

Gareth Johnson: Turbulence ahead for seconded AR discretionary IM staff

Regulation

Gareth Johnson: Turbulence ahead for seconded AR discretionary IM staff

Forewarned is forearmed

02 July 2021 • 5 min read

FCA cuts planned fee hike for principal firms

Regulation

FCA cuts planned fee hike for principal firms

Policy statement

01 July 2021 • 2 min read

Treasury Committee LCF inquiry urges more 'interventionist' FCA

Regulation

Treasury Committee LCF inquiry urges more 'interventionist' FCA

Regulator faces further pressure in wake of scandal

24 June 2021 • 3 min read

Government U-turns on Online Safety Bill; Fraud legislation to protect from financial scams

Regulation

Government U-turns on Online Safety Bill; Fraud legislation to protect from financial scams

'Significant concern'

17 June 2021 • 2 min read

FCA warns on UK crypto use increase despite gaps in understanding

Regulation

FCA warns on UK crypto use increase despite gaps in understanding

2.3 million adults hold cryptoassets

17 June 2021 • 2 min read

Michael Findlay to chair FCA's Markets Practitioner Panel

Regulation

Michael Findlay to chair FCA's Markets Practitioner Panel

From 1 July

15 June 2021 • 1 min read

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Regulation

More 'skin in the game'? interactive investor calls for US-style fund disclosure rules

Overhaul of transparency guidance urged

08 June 2021 • 3 min read

Steven Levin: Now is the time to scrap the 10% rule

Regulation

Steven Levin: Now is the time to scrap the 10% rule

Currently suspended

02 June 2021 • 4 min read

Legacy Caerus SIPP complaint sees Quilter compensate client

Your profession

Legacy Caerus SIPP complaint sees Quilter compensate client

Missed out on investment gains

27 May 2021 • 4 min read

Guaranteed returns and 26 complaints: A cold calling campaign that saw £870k in poorly transferred pensions

Your profession

Guaranteed returns and 26 complaints: A cold calling campaign that saw £870k in poorly transferred pensions

Cold calls and home visits

26 May 2021 • 5 min read

123

Most read

01

DWP accused of maladministration over women's state pension communication

20 July 2021 • 2 min read

02

FCA bans jailed adviser after fraud conviction

22 July 2021 • 1 min read

03

Normal pension age draft legislation branded 'hugely complex mess'

20 July 2021 • 4 min read

04

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

20 July 2021 • 3 min read

05

Nick Eatock: Supporting clients and staying connected in the new normal

20 July 2021 • 4 min read