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Regulation

Failed financial advice firms tracker

Regulation

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

clock 20 April 2026 • 1 min read
FCA seeks further industry input on UK's crypto regime ahead of regulation

Regulation

FCA seeks further industry input on UK's crypto regime ahead of regulation

Regulation set for October 2027

clock 15 April 2026 • 1 min read
FCA to take action against Hartley Pensions and involved individual

Pensions

FCA to take action against Hartley Pensions and involved individual

Entered administration in 2022

clock 15 April 2026 • 2 min read
Oberon Investments agrees to FCA restrictions on wealth management arm

Regulation

Oberon Investments agrees to FCA restrictions on wealth management arm

Onboarding subject to permission amid systems and controls review

clock 14 April 2026 • 1 min read
The new suitability risk - when understanding and investment reality don't match

Regulation

The new suitability risk - when understanding and investment reality don't match

'The most significant risk is not technical unsuitability. It is expectation mismatch'

clock 14 April 2026 • 4 min read
FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Investment Trusts

FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Follows 'substantial debate' over regulator's role

clock 31 March 2026 • 2 min read
Data-driven or anecdotal? Examining FCA Consumer Duty board reports

Regulation

Data-driven or anecdotal? Examining FCA Consumer Duty board reports

'Data is not a by-product of systems; it is a core governance asset'

clock 27 March 2026 • 6 min read
FCA 'consistently behind the curve' on British Steel – Complaints Commissioner

Regulation

FCA 'consistently behind the curve' on British Steel – Complaints Commissioner

Regulator hits back at Complaints Commissioner’s final report

clock 26 March 2026 • 3 min read
Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Regulation

Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Changes offer an opportunity for more ‘meaningful’ advice

clock 26 March 2026 • 4 min read
FSCS unveils five-year strategy

Regulation

FSCS unveils five-year strategy

Three core focus areas

clock 26 March 2026 • 2 min read
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