PROD

PA360 North: PROD non-compliance makes firms 'easy FCA target'

Regulation

PA360 North: PROD non-compliance makes firms 'easy FCA target'

'Fewer than 1% of firms PROD-compliant' - Rory Percival

clock 17 October 2018 •
'PROD': Can rules help bring down platform switching costs?

Wrap/platforms

'PROD': Can rules help bring down platform switching costs?

'Standardised approach simplifies and saves costs'

clock 10 October 2018 •
Mark Loosmore: Beware 'garbage in, garbage out'

Technology

Mark Loosmore: Beware 'garbage in, garbage out'

Suitability and segmentation

clock 08 October 2018 •
Just 5% of advisers aware of PROD obligations - IRESS

Regulation

Just 5% of advisers aware of PROD obligations - IRESS

70% unsure if they can fully comply

clock 30 August 2018 •
Chris Davies: Why PRODing your clients is a good thing

Regulation

Chris Davies: Why PRODing your clients is a good thing

Client segmentation

clock 28 August 2018 •
'PROD': Why the FCA's sharpened teeth can't be ignored in platform selection

Wrap/platforms

'PROD': Why the FCA's sharpened teeth can't be ignored in platform selection

'Failure to pay attention can result in enforcement'

clock 16 August 2018 •
'PROD' - What is the regulation dividing the adviser platform market?

Wrap/platforms

'PROD' - What is the regulation dividing the adviser platform market?

First in a new series

clock 10 August 2018 •
Platform market 'buoyant despite regulatory and market challenges'

Wrap/platforms

Platform market 'buoyant despite regulatory and market challenges'

Advised platform assets up 12% year-on-year

clock 22 May 2018 •
Rory Percival: Three regulation areas to watch in 2018

Regulation

Rory Percival: Three regulation areas to watch in 2018

Consolidation, DB transfers and PROD

clock 04 January 2018 •
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