CISI Financial Planning conference
Evidence your compliance
Client segmentation under new regime
10 key regulation stories from 2018
‘Not explicitly covered’
Two-thirds cannot evidence compliance
'Fewer than 1% of firms PROD-compliant' - Rory Percival
'Standardised approach simplifies and saves costs'
Suitability and segmentation
70% unsure if they can fully comply
'Failure to pay attention can result in enforcement'
First in a new series
Advised platform assets up 12% year-on-year
Consolidation, DB transfers and PROD