Rory Percival

Regulation

The FCA's biggest hits and misses (Happy 3rd Birthday!)

FCA was formed three years ago

clock 01 April 2016 • 3 min read

Regulation

FCA's Percival: Why we won't issue adviser checklists

Regulator is not 'prescriptive', says technical specialist

clock 04 March 2016 • 3 min read

Regulation

Percival: 'Don't be scared of giving the right advice'

Advice must meet clients' objectives

clock 03 March 2016 • 3 min read

Adviser tips

An adviser bonus approach Rory Percival approves of

Performance management - rewarding staff beyond their salaries - remains area of contention

clock 15 October 2015 •

Regulation

FCA under fire for lack of mandatory PII policy wording

DB transfers are PII 'hot potato'

clock 07 October 2015 •

Regulation

Rory Percival: Paraplanning will not be regulated

Financial Conduct Authority (FCA) technical specialist Rory Percival has praised paraplanners for seeking to build a profession, but said the role should - and would - not be regulated.

clock 11 September 2015 •

Regulation

Half of advisers label FOS 'unfair'

Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.

clock 17 August 2015 • 2 min read

Regulation

FOS rulings: Professional Adviser calls for evidence of inconsistency

Professional Adviser calls for evidence of inconsistency

clock 07 July 2015 •

Regulation

From the horse's mouth: Six edicts from the FCA's Rory Percival

Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...

clock 03 July 2015 •

Adviser tips

Super-safe suitability reports: How to get it right

Top tips for completing super-safe suitability reports

clock 30 June 2015 •