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Regulation

PFS pushes for rethink of FCA's £71.2m British Steel compensation scheme

Trade Bodies

PFS pushes for rethink of FCA's £71.2m British Steel compensation scheme

Challenging lump-sum approach

clock 28 June 2022 • 3 min read
Industry Voice: The Consumer Duty - are you investing in fair value?

Regulation

Industry Voice: The Consumer Duty - are you investing in fair value?

The new Consumer Duty is being described as the biggest regulatory overhaul since the introduction of the Retail Distribution Review (RDR) in 2012. As the regulatory screw continues to be tightened around client outcomes, how can advice firms make sure...

clock 06 June 2022 • 4 min read
Ukraine crisis panel: Investment experts respond to key questions

Investment General

Ukraine crisis panel: Investment experts respond to key questions

Global challenges

clock 10 March 2022 • 1 min read
Treasury Committee presses FCA to conclude Woodford investigation

Regulation

Treasury Committee presses FCA to conclude Woodford investigation

‘As swift as possible’

clock 10 January 2022 • 1 min read
FCA bans adviser after 'understating' income in tax returns

Your profession

FCA bans adviser after 'understating' income in tax returns

4Life Financial Planning director

clock 27 September 2021 • 1 min read
Chasing Chartered status: Is the long process worth it for adviser firms?

Regulation

Chasing Chartered status: Is the long process worth it for adviser firms?

Just 14% of firms hold Chartered status

clock 08 September 2021 • 8 min read
FCA value assessment review: An 'uncomfortable read' but unsurprising

Regulation

FCA value assessment review: An 'uncomfortable read' but unsurprising

‘Too many firms see it as a compliance project’

clock 07 July 2021 • 5 min read
FCA takes aim at ACD market amid governance failings and conflicts of interest

Regulation

FCA takes aim at ACD market amid governance failings and conflicts of interest

Regulator eyes rule changes

clock 30 June 2021 • 3 min read
FCA extends registration deadline for crypto businesses amid delays

Regulation

FCA extends registration deadline for crypto businesses amid delays

Significant number of firms not meeting standards

clock 03 June 2021 • 1 min read
Cayman regulator refutes Woodford registration claims - reports

Investment

Cayman regulator refutes Woodford registration claims - reports

'No current or pending registration'

clock 04 May 2021 • 1 min read
123
Most read
01

Kirsty Anderson: Why advisers should not fear the age 75 LTA tax charge

27 June 2022 • 6 min read
02

Which investments performed best over past 21 years?

21 June 2022 • 6 min read
03

Progeny acquires international advice business The Fry Group

28 June 2022 • 2 min read
04

Transfer values continue to fall in May - XPS

27 June 2022 • 2 min read
05

Leading financial journalist named as new editor of Professional Adviser

23 June 2022 • 1 min read
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