Regulation
Investment Association eyes Global and Specialist sectors split
Expected by Q2 2021
FCA issues data request to 65 advisers over Rolls-Royce DB pension scheme
Rolls-Royce to cut 9,000 jobs
Advisers urged to complete directory data submission before Christmas
Data live from December
Simone Gallo: When MiFID II and ESG collide
'No stone will be left unturned by regulators'
FCA opens applications for Covid-19 regulatory sandbox
Scams prevention given weight
Material uncertainty on property valuations clears but fund suspensions 'likely to stay'
RICS to remove MUC guidance
Regulators team up with football legend as pension scam losses hit £30m
Football fans vulnerable
More than 500 adviser firms contact FCA with Covid-19 queries
Not including survey
FCA's Megan Butler gives punchy warning on phoenixing and 'lifeboating'
PIMFA Virtual Fest
Regulators launch 'the grid' to map out upcoming rule changes
Upcoming regulatory work
FCA accelerates 'digital sandbox' pilot plans amid coronavirus
Encourage collaboration
Investment Association warns of 'heightened criminal activity' from coronavirus scammers
Jump in phishing and 'smishing' tactics reported
FCA extends regulatory reporting deadlines up to 30 June
Administrative fee waived
Funds industry set for fresh regulatory wave amid questions of 'systematic importance'
Sector unlikely to be cause of any impending financial crisis
FCA compromise on 10% drop notifications contains 'unnecessary' catch
Advisers critical
Regulator temporarily softens 10% drop notification rule for coronavirus crisis
Three guidelines to follow
FCA moves to delay consultation responses amid coronavirus outbreak
Response time pushed back to October
One in six ambulance chasers failed to get FCA authorisation so far
Still processing 590 applications
FSCS forks out £2.7m to 135 LCF customers
In relation to 151 bonds
FCA targets ACD 'conflict of interest' in letter to fund managers
Concerns surrounding risk management
FCA raised concerns with ACDs twice before Woodford collapse
Kept details private
FCA fines Henderson £1.9m for overcharging clients in 'closet trackers'
More than 4,500 retail investors affected
SFO arrests Global Forestry Investments ex-director
After failing to turn up to hearing twice
Most read
