Regulation

‘There has to be a fundamental re-educating of the adviser community’

The FCA’s latest update leads to mixed reactions from the industry

No changes to initiative but industry called to better support savers

Proposed amendments to the Finance Bill were published this week

Regulator has come down hard on Welsh advisory firm David Stock & Co

Serious Fraud Office releases statement about Michael Thomson

The wealth manager was authorised by the FCA between 2007 and 2022

Kingsbridge Capital under scrutiny from the FCA over membership fees

Arrow Financial Services is being investigated by the lifeboat fund

CFS must not accept any new client money or custody assets