Regulation

Market Movers: Arm hits $65bn valuation on Nasdaq debut

Investment

Market Movers: Arm hits $65bn valuation on Nasdaq debut

Cambridge firm becomes the biggest US listing of the year

clock 15 September 2023 • 1 min read
Advice/guidance boundary review will help 'bridge advice gap'

Regulation

Advice/guidance boundary review will help 'bridge advice gap'

The FCA’s latest update leads to mixed reactions from the industry

clock 04 August 2023 • 4 min read
FCA review confirms investment pathways working 'as intended'

Regulation

FCA review confirms investment pathways working 'as intended'

No changes to initiative but industry called to better support savers

clock 12 July 2023 • 3 min read
Labour's LTA reversal plan billed merely as 'political posturing'

Regulation

Labour's LTA reversal plan billed merely as 'political posturing'

Proposed amendments to the Finance Bill were published this week

clock 15 June 2023 • 1 min read
FCA catches firm offering compensation of £50 to BSPS victims

Regulation

FCA catches firm offering compensation of £50 to BSPS victims

Regulator has come down hard on Welsh advisory firm David Stock & Co

clock 22 May 2023 • 1 min read
Former London Capital & Finance CEO receives ten month sentence

Regulation

Former London Capital & Finance CEO receives ten month sentence

Serious Fraud Office releases statement about Michael Thomson

clock 17 May 2023 • 1 min read
FSCS investigates London firm Pello Capital after liquidation

Regulation

FSCS investigates London firm Pello Capital after liquidation

The wealth manager was authorised by the FCA between 2007 and 2022

clock 10 May 2023 • 1 min read
FCA places temporary suspension on London firm with no assets

Regulation

FCA places temporary suspension on London firm with no assets

Kingsbridge Capital under scrutiny from the FCA over membership fees

clock 28 April 2023 • 1 min read
Firm with British Steel claims under scrutiny in new FSCS investigation

Regulation

Firm with British Steel claims under scrutiny in new FSCS investigation

Arrow Financial Services is being investigated by the lifeboat fund

clock 24 April 2023 • 1 min read
FCA restricts CFS Management over client money concerns

Regulation

FCA restricts CFS Management over client money concerns

CFS must not accept any new client money or custody assets

clock 24 April 2023 • 1 min read
Most read
01

Taking my own advice: Neil MacGillivray on his impending retirement

02 October 2023 • 4 min read
02

Hurst Point Group completes £1bn Helm Godfrey deal

02 October 2023 • 1 min read
03

Personal finance tax incentives to hit £35bn this year

02 October 2023 • 1 min read
04

Quilter goes all in with franchise model for ambitious advisers

29 September 2023 • 6 min read
05

FCA raises concerns over platform fees in Dear CEO letter

02 October 2023 • 1 min read