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Regulation

Planet Pensions fails as Forthplus Sipp claims surge

Regulation

Planet Pensions fails as Forthplus Sipp claims surge

All current claims against the firm have moved to assessment

clock 15 February 2023 • 2 min read
Five opportunities for advisers that could see them thrive in 2023

Technology

Five opportunities for advisers that could see them thrive in 2023

Dynamic Planner breaks down key themes expected to play out next year

clock 19 December 2022 • 2 min read
Firms urged to engage with 'huge opportunity' PRIIPs consultation

Regulation

Firms urged to engage with 'huge opportunity' PRIIPs consultation

A closer look at industry views on the FCA and Treasury papers

clock 16 December 2022 • 4 min read
FCA launches discussion paper around PRIIPs replacement ideas

Regulation

FCA launches discussion paper around PRIIPs replacement ideas

Comes after the Treasury removed the regulation last week

clock 13 December 2022 • 2 min read
Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

Regulation

Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

FCA portfolio strategy letter for financial advisers and intermediaries

clock 05 December 2022 • 3 min read
FCA slaps £2.4m fine on liquidated firm over British Steel failings

Regulation

FCA slaps £2.4m fine on liquidated firm over British Steel failings

Pembrokeshire Mortgage Centre traded as County Financial Consultants

clock 02 December 2022 • 2 min read
Firm issued notices over British Steel advice loses complaint against FCA

Investment

Firm issued notices over British Steel advice loses complaint against FCA

Complaints Commissioner confirms case must go to the Upper Tribunal

clock 02 December 2022 • 3 min read
Autumn Statement 22: Solvency II reform package outlined

Regulation

Autumn Statement 22: Solvency II reform package outlined

Reforms cut risk margin and overhaul certain eligibility rules

clock 17 November 2022 • 3 min read
FOS to change funding model levy and trial new group fee arrangement

Regulation

FOS to change funding model levy and trial new group fee arrangement

Compulsory jurisdiction and voluntary jurisdiction set for overhaul

clock 16 November 2022 • 2 min read
Consumer Duty: Four outcomes firms need to achieve for customers

Regulation

Consumer Duty: Four outcomes firms need to achieve for customers

Sesame Bankhall Group breaks down the regulator's expectations

clock 15 November 2022 • 4 min read
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