Regulation
FCA's Bailey: 'Larger' number of open-ended funds could pose market stability risk
Praised wholesale firms for MiFID II efforts
GDPR to have 'biggest impact' on wealth managers in 2018
Comes into force 25 May
FCA flags algorithmic trading concerns
Firms must improve compliance and risk standards
More than quarter of advisers have 'inconsistent risk definition'
A quarter spend half a day on investment reviews
Fraudster jailed 3.5 years for £1.4m investment scam
'Entirely self-centred and devious'
Transparency Taskforce calls on IA to apologise for 'offensive' fees comments
Loch Ness monster fee reference made in 2016
Senior IA adviser labels PRIIPs 'worst piece of financial regulation ever'
Warland: "Heads should roll in the FCA."
IA calls for urgent review to address KID concerns
Follows industry criticism
European regulator weighs CFD crackdown after FCA warning
Considering measures to protect retail investors
FCA fines and bans 'reckless' Libor rigger Danziger
Substantial fine for former RBS trader
HL scraps US-domiciled ETFs from platform after PRIIPs implementation
Temporarily removes some trusts
MiFID II could end 'risky' adviser/discretionary operating model
Advisers must push for change - PortfolioMetrix
Distributors warn asset managers' MiFID II data delays puts fund sales at risk
Smaller companies less prepared
Treasury MP Barclay: 'No appetite' for regulatory 'race to bottom' post-Brexit
Govt not pursuing equivalence
FCA: Four asset managers 'may have broken competition law'
Artemis IM, Hargreave Hale, Newton IM, River & Mercantile AM
Industry Voice: MIFID ll - compliance, business strategy or both?
When you think about MiFID, what is your first response? Whilst we know we should treat such legislation changes as opportunities for positive change, the everyday pressures of running a business make it difficult to put into practice.
KPMG warns asset managers falling 'well short' of FCA's capital adequacy requirements
Increased focus on smaller firms
Investment trust analysts reveal post-MiFID II plans
Different costing arrangements
FCA fines Merrill Lynch £34.5m for failing to report transactions
Under the rules of EMIR
FCA's Bailey: More work to be done on fees
Regulator does not want to 'incentivise short-termism”
Hargreaves urges fund groups to absorb research costs post-MiFID II
Asset managers firming up plans
Pound sinks and FTSE soars as May delivers Florence Brexit speech
Calling for 'imaginative and creative' approach to negotiations
FCA appoints Sier to chair cost disclosure working group
Part of 'remedies' suggested in Asset Management Market Study
FCA's Asset Management Final Report: Top ten takeaways for retail sector
A 'regime of remedies'
