‘Bailey is not too happy’
Challenging lump-sum approach
The new Consumer Duty is being described as the biggest regulatory overhaul since the introduction of the Retail Distribution Review (RDR) in 2012. As the regulatory screw continues to be tightened around client outcomes, how can advice firms make sure...
4Life Financial Planning director
Just 14% of firms hold Chartered status
‘Too many firms see it as a compliance project’
Regulator eyes rule changes
Significant number of firms not meeting standards