Regulation

Regulator has come down hard on Welsh advisory firm David Stock & Co

Serious Fraud Office releases statement about Michael Thomson

The wealth manager was authorised by the FCA between 2007 and 2022

Kingsbridge Capital under scrutiny from the FCA over membership fees

Arrow Financial Services is being investigated by the lifeboat fund

CFS must not accept any new client money or custody assets

HM Treasury launches its latest industry consultation

Follows criticism from the Treasury earlier this year

'Regulatory scrutiny will increase and become more difficult to avoid'

Institute issues its response to the FCA's latest discussion paper