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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 24 Feb 2021
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-24 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
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  • Trending now
  • CII certificates go paperless
  • 4,000 firms could fail
  • 2021 PA Awards deadline 15th

Regulation

Lauren Mason: Rebuilding trust after the Woodford storm
  • Investment Trusts
Lauren Mason: Rebuilding trust after the Woodford storm

Winning back consumer confidence

  • 29 October 2019
Hargreaves Lansdown clients lose out on £15m in rebates as HMRC wins legal battle
  • Companies
Hargreaves Lansdown clients lose out on £15m in rebates as HMRC wins legal battle

Taxation of loyalty bonuses

  • 13 August 2019
FCA investigating Burford Capital market manipulation claims
  • Regulation
FCA investigating Burford Capital market manipulation claims

Shares down more than 50%

  • 12 August 2019
Woodford affair to spark FCA review of ACD market - reports
  • Regulation
Woodford affair to spark FCA review of ACD market - reports

Following scrutiny of Link Asset Services

  • 12 August 2019
Treasury Committee urges expansion of FCA's powers
  • Regulation
Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

  • 02 August 2019
Central Bank of Ireland cracks down on 182 closet tracker funds
  • Regulation
Central Bank of Ireland cracks down on 182 closet tracker funds

Forcing KIID and prospectus changes

  • 18 July 2019
BoE warns open-ended fund liquidity issues could pose 'systemic issue'
  • Regulation
BoE warns open-ended fund liquidity issues could pose 'systemic issue'

Launches review into liquidity

  • 12 July 2019
Will the EU be forced to review UCITS liquidity requirements?
  • Regulation
Will the EU be forced to review UCITS liquidity requirements?

After criticism from UK regulators

  • 09 July 2019
FCA eyes retail ban on crypto-derivatives
  • Regulation
FCA eyes retail ban on crypto-derivatives

‘No reliable basis for valuation’

  • 03 July 2019
FCA urged to reform liquidity definition in wake of fund crises
  • Regulation
FCA urged to reform liquidity definition in wake of fund crises

After Woodford fund suspension

  • 01 July 2019
Carney warns daily liquidity funds 'built on a lie'
  • Regulation
Carney warns daily liquidity funds 'built on a lie'

Changes to regulation needed

  • 27 June 2019
IA sets out plans to 'future proof' UK asset management post-Brexit
  • Regulation
IA sets out plans to 'future proof' UK asset management post-Brexit

Calls for change across government, regulation and industry

  • 26 June 2019
FCA's Randell: UCITS rules sparked 'perfect storm' for Woodford fund
  • Regulation
FCA's Randell: UCITS rules sparked 'perfect storm' for Woodford fund

Scope for change post-Brexit

  • 25 June 2019
FCA opens investigation into Woodford suspension as two breaches revealed
  • Regulation
FCA opens investigation into Woodford suspension as two breaches revealed

Two breaches of 10% limit last year

  • 18 June 2019
MP Nicky Morgan calls on FCA to disclose Woodford discussion details
  • Regulation
MP Nicky Morgan calls on FCA to disclose Woodford discussion details

Ahead of final rules on illiquid assets and open-ended funds

  • 11 June 2019
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19
  • Regulation
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19

Complaints triple in past year

  • 21 May 2019
Financial fraud spike reveals 'cracks in structure' of UK regulation
  • Regulation
Financial fraud spike reveals 'cracks in structure' of UK regulation

74% rise in 2018

  • 29 April 2019
Fund board rules must be stricter to achieve 'substantial change'
  • Regulation
Fund board rules must be stricter to achieve 'substantial change'

Six months before deadline

  • 04 April 2019
FCA to urge EU authorities to address PRIIPs failings
  • Regulation
FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

  • 28 February 2019
FCA fines Hargreave Hale and R&M over IPO conduct; Newton given immunity
  • Regulation
FCA fines Hargreave Hale and R&M over IPO conduct; Newton given immunity

Hargreave Hale seeking legal advice

  • 21 February 2019
IA launches communication guide in response to FCA criticism
  • Regulation
IA launches communication guide in response to FCA criticism

Follows Asset Management Market Study

  • 20 February 2019
Beaufort securities clients warned of targeted scammers
  • Your profession
Beaufort securities clients warned of targeted scammers

More than 16,100 clients compensated

  • 19 February 2019
Morningstar praises EU regulators for PRIIPs review
  • Regulation
Morningstar praises EU regulators for PRIIPs review

Review to complete by year-end

  • 13 February 2019
Fidelity and AllianzGI performance fee funds fail to attract assets
  • Regulation
Fidelity and AllianzGI performance fee funds fail to attract assets

New structure

  • 11 February 2019
123

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US private equity firm set to acquire AFH in £225m deal
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