Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him more than once a month?
Edict 1) Dump copy-paste suitability reports "Let the adviser fill in a personalised report based on the client," he told delegates at a conference held by discretionary investment manager Thesis...
More than 4,500 retail investors affected
Ahead of December deadline
Advisers should reconsider process
In preparation for December deadline
After failing to turn up to hearing twice
Group will rethink retail exposure
What made financial headlines over the weekend?
Lost to Labour's Mick Whitley