From the horse's mouth: Six edicts from the FCA's Rory Percival
Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him more than once a month?
Edict 1) Dump copy-paste suitability reports "Let the adviser fill in a personalised report based on the client," he told delegates at a conference held by discretionary investment manager Thesis...
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