Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him more than once a month?
Edict 1) Dump copy-paste suitability reports "Let the adviser fill in a personalised report based on the client," he told delegates at a conference held by discretionary investment manager Thesis...
'No current or pending registration'
Can handle more complaints
Wants industry views
FCA must be rigorous
'Every client is unique'
QE held at current pace but BoE signals tapering
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Invesetment advice move
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