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Financial Ombudsman Service

FSCS declares Cardiff-based British Steel adviser firm in default

Regulation

FSCS declares Cardiff-based British Steel adviser firm in default

The lifeboat fund received 12 claims related to pension transfer advice

clock 23 November 2022 • 2 min read
FOS backs adviser in client complaint about unregulated investment

Investment

FOS backs adviser in client complaint about unregulated investment

Client placed £150,000 into fund which was eventually wound down

clock 24 October 2022 • 2 min read
British Steel adviser firm Better Retirement Group under investigation by FSCS

Regulation

British Steel adviser firm Better Retirement Group under investigation by FSCS

FOS upheld 17 complaints

clock 08 September 2022 • 2 min read
FSCS declares another British Steel adviser firm in default

Regulation

FSCS declares another British Steel adviser firm in default

25 pension transfer claims

clock 06 September 2022 • 2 min read
FCA's regulation of funeral plans comes into force

Regulation

FCA's regulation of funeral plans comes into force

Boosting consumer protection

clock 29 July 2022 • 2 min read
FCA rejects funeral provider's application for authorisation 

Regulation

FCA rejects funeral provider's application for authorisation 

‘Poor sales practices’ 

clock 29 July 2022 • 2 min read
FCA lists 14 funeral plan providers that will not be authorized

Regulation

FCA lists 14 funeral plan providers that will not be authorized

Effective from 29 July

clock 25 July 2022 • 2 min read
FCA restricts Hartley Pensions from accepting new pension contributions

Regulation

FCA restricts Hartley Pensions from accepting new pension contributions

Operational and regulatory issues

clock 12 July 2022 • 2 min read
Scottish advice firm named in default by FSCS

Regulation

Scottish advice firm named in default by FSCS

34 pension transfer claims

clock 08 July 2022 • 2 min read
Corporate advice firm Alexander David Securities under investigation by FSCS

Regulation

Corporate advice firm Alexander David Securities under investigation by FSCS

51 upheld cases by FOS

clock 06 July 2022 • 3 min read
567
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