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Financial Ombudsman Service

April 2023: Month in review with editor Hope William-Smith

Your profession

April 2023: Month in review with editor Hope William-Smith

Take a look at some of the news and feature highlights of the last month

clock 28 April 2023 • 3 min read
FCA: Gaudi 'in administration' same day as SIPP sale

Pensions

FCA: Gaudi 'in administration' same day as SIPP sale

Comes the same day as it sold its £1bn strong SIPP business

clock 27 April 2023 • 1 min read
FCA, FSCS and others praise British Steel work carried out by regulators

Regulation

FCA, FSCS and others praise British Steel work carried out by regulators

BSPS fallout classed as a key ‘issue’ for structured regulatory collaboration

clock 19 April 2023 • 2 min read
FCA restricts advice business after engagement failures

Regulation

FCA restricts advice business after engagement failures

Independently East bank accounts frozen and permissions cancelled

clock 23 March 2023 • 2 min read
FCA places numerous restrictions on Nexus IFA and Nexus IM

Regulation

FCA places numerous restrictions on Nexus IFA and Nexus IM

The firms’ director may have taken around £2m from clients

clock 02 February 2023 • 2 min read
FCA extends emergency BSPS asset retention rules

Regulation

FCA extends emergency BSPS asset retention rules

FCA said intervention will ensure responsible firms meet cost of redress

clock 27 January 2023 • 3 min read
FCA warns advisers over 'misleading' British Steel redress offers

Regulation

FCA warns advisers over 'misleading' British Steel redress offers

‘Wholly unacceptable and constitutes serious malpractice’

clock 26 January 2023 • 3 min read
The Pensions Regulator announces new chief executive from the FCA

Pensions

The Pensions Regulator announces new chief executive from the FCA

Nausicaa Delfas joins the regulator to replace Charles Counsell

clock 21 December 2022 • 2 min read
Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Regulation

Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Advisers react to FCA’s final BSPS compensation scheme

clock 02 December 2022 • 5 min read
FSCS declares Cardiff-based British Steel adviser firm in default

Regulation

FSCS declares Cardiff-based British Steel adviser firm in default

The lifeboat fund received 12 claims related to pension transfer advice

clock 23 November 2022 • 2 min read
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