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FCA

Model Office launches adviser AI chatbot to support firms

Your Business

Model Office launches adviser AI chatbot to support firms

Helps advice firms with governance, risk and compliance challenges

clock 22 January 2024 • 1 min read
Pension providers move away from signposting clients to advisers

Your profession

Pension providers move away from signposting clients to advisers

‘This cannot be the right outcome for consumers,’ VouchedFor founder says

clock 17 January 2024 • 1 min read
PFS chief executive: 'We need to support advisers more'

Your profession

PFS chief executive: 'We need to support advisers more'

Don MacIntyre says the professional body needs to work closer with advisers

clock 17 January 2024 • 2 min read
FCA launches sustainability support group for advisers

Green

FCA launches sustainability support group for advisers

Daniel Godfrey named as chair and Julia Dreblow will be vice-chair

clock 16 January 2024 • 1 min read
FCA bans adviser Paul Ulliott over handling stolen goods

Regulation

FCA bans adviser Paul Ulliott over handling stolen goods

Goods included silver tankards, swan candlesticks, and sterling silver salt

clock 16 January 2024 • 1 min read
FCA warns adviser over 'reckless' pension transfer advice

Your profession

FCA warns adviser over 'reckless' pension transfer advice

Alleged failure to assess suitability sparks regulatory action

clock 10 January 2024 • 1 min read
British Steel redress complaint dismissed by commissioner

Your profession

British Steel redress complaint dismissed by commissioner

Claims nothing can be done about the ‘unfair’ redress calculation policy

clock 10 January 2024 • 1 min read
FCA doubles cancellation of non-compliant firms

Your profession

FCA doubles cancellation of non-compliant firms

The regulator cancels over 1,200 firms and cracks down on misleading adverts

clock 02 January 2024 • 1 min read
Polluter pays: Three things for and against FCA plans

Regulation

Polluter pays: Three things for and against FCA plans

'Regulator is to be congratulated for grasping the nettle'

clock 13 December 2023 • 5 min read
Goodbye guidance: A new shape for advice and client support

Regulation

Goodbye guidance: A new shape for advice and client support

'At just 62 pages it's a mere novella compared to most of the watchdog's output'

clock 12 December 2023 • 8 min read
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