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FCA

FCA's Howard: Firms' culture must change to attract female talent

Your profession

FCA's Howard: Firms' culture must change to attract female talent

‘We need a different and better mix of advisers and advice’

clock 16 April 2024 • 4 min read
Agile IT needed as rapid regulation change becomes the norm

Regulation

Agile IT needed as rapid regulation change becomes the norm

'Gone are the lengthy consultation and rule-setting cycles that often took several years'

clock 15 April 2024 • 6 min read
Leveling up the playing field when it comes to picking skilled persons

Regulation

Leveling up the playing field when it comes to picking skilled persons

Given the prerequisite for accuracy, a rigorous selection process is essential

clock 15 April 2024 • 4 min read
FCA revokes British Steel-linked advice firm's authorisation

Companies

FCA revokes British Steel-linked advice firm's authorisation

Investigating advice given prior to July 2019 from director Kathryn Brown

clock 09 April 2024 • 1 min read
Three top tips for spotting and supporting vulnerable clients

Your profession

Three top tips for spotting and supporting vulnerable clients

Rather than directly a more nuanced approach is recommended

clock 05 April 2024 • 4 min read
Unauthorised director to hand investors £1.6m following FCA probe

Regulation

Unauthorised director to hand investors £1.6m following FCA probe

Amount secured for investors by the FCA following High Court approval

clock 04 April 2024 • 1 min read
No naming without shaming? The FCA's transparency plans

Regulation

No naming without shaming? The FCA's transparency plans

The impact of the FCA’s plans to name firms under investigation

clock 27 March 2024 • 4 min read
Manchester firm declared failed by FSCS over pensions advice

Companies

Manchester firm declared failed by FSCS over pensions advice

Pension Advice Specialists, trading as Ashworth Wealth, no longer exists

clock 26 March 2024 • 1 min read
FCA warns firms and finfluencers to 'keep social media ads lawful'

Your profession

FCA warns firms and finfluencers to 'keep social media ads lawful'

Regulator sets guidance for financial services promotion

clock 26 March 2024 • 3 min read
FCA urged to prioritise a 'common sense' approach

Your profession

FCA urged to prioritise a 'common sense' approach

Last week’s PA Asks poll highlights industry’s thoughts on the FCA

clock 25 March 2024 • 2 min read
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