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FCA

Retirement income advice: FCA finds 'mixed picture' among case files

Income

Retirement income advice: FCA finds 'mixed picture' among case files

Regulator published outcome of thematic review into retirement income advice

clock 20 March 2024 • 5 min read
FCA tells IFAs to review retirement income advice processes

Income

FCA tells IFAs to review retirement income advice processes

Comes after regulator’s thematic review of retirement income advice

clock 20 March 2024 • 2 min read
FCA commits to fast authorisations to boost finance sector

Regulation

FCA commits to fast authorisations to boost finance sector

The regulator’s latest business plan highlights this focus

clock 19 March 2024 • 1 min read
FCA to invest £1.9m in supporting clients with investment decisions

Regulation

FCA to invest £1.9m in supporting clients with investment decisions

The regulator’s 2024/25 business plan outlines new initiative for investment

clock 19 March 2024 • 1 min read
Planning with confidence: IFA financial adequacy assessments

Your Business

Planning with confidence: IFA financial adequacy assessments

Who does FG20/1 apply to?

clock 19 March 2024 • 5 min read
Getting sustainability assurance is a 'challenge' for advisers

Green

Getting sustainability assurance is a 'challenge' for advisers

‘It starts from the manufacturers and producers down to the advisers'

clock 18 March 2024 • 4 min read
FCA to review firms' treatment of vulnerable clients

Your profession

FCA to review firms' treatment of vulnerable clients

The regulator will share its findings by end of the year

clock 18 March 2024 • 1 min read
FCA urges firms to navigate advice guidance boundary fears

Your profession

FCA urges firms to navigate advice guidance boundary fears

Firms told to overcome fear of being too close to advice guidance boundary

clock 14 March 2024 • 2 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

'Move away from prescriptive rules, beloved of compliance consultants’

clock 14 March 2024 • 4 min read
FCA fines advice firm nearly £900,000 over British Steel failings

Companies

FCA fines advice firm nearly £900,000 over British Steel failings

IFM ‘poorly advised’ clients to transfer out of DB pension schemes

clock 11 March 2024 • 2 min read
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