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FCA

'Hardened' PII market could thaw under FCA capital redress plans

Regulation

'Hardened' PII market could thaw under FCA capital redress plans

‘Polluter pays’ redress model could improve adviser PPI access

clock 29 November 2023 • 3 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Investment advisers that give bad advice to hold capital for redress

clock 29 November 2023 • 3 min read
FCA establishes working group to support advice industry with SDR

Regulation

FCA establishes working group to support advice industry with SDR

The regulator will explore how to clarify its expectations for advisers

clock 28 November 2023 • 3 min read
FCA bans and fines two advisers over British Steel transfers

Companies

FCA bans and fines two advisers over British Steel transfers

Nigel Lewis and Susan Jones are both banned from giving pensions advice

clock 27 November 2023 • 2 min read
FCA speaks on how it is considering AI to improve its processes

Technology

FCA speaks on how it is considering AI to improve its processes

The regulator is looking to find opportunities from new technology

clock 27 November 2023 • 1 min read
Exploring the FCA's non-workplace pension cash warning contradiction

Pensions

Exploring the FCA's non-workplace pension cash warning contradiction

Unadvised clients could seek advice after getting cash warning

clock 24 November 2023 • 5 min read
FCA considers split fee-blocks for principal firms

Your profession

FCA considers split fee-blocks for principal firms

New consultation paper on regulatory fees and levies for 2024/25

clock 21 November 2023 • 4 min read
Unauthorised Swiss firm targeting UK clients, FCA warns

Your profession

Unauthorised Swiss firm targeting UK clients, FCA warns

FCA issues warning about Lancy-based Fidelis Wealth Management

clock 21 November 2023 • 1 min read
FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Regulation

FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Review ahead of final Sustainability Disclosure Requirements regulation

clock 16 November 2023 • 2 min read
Advice firm restricted by FCA after failing to pay British Steel redress

Companies

Advice firm restricted by FCA after failing to pay British Steel redress

KBFS Financial is now prevented from carrying out regulated activity

clock 15 November 2023 • 1 min read
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