FCA

Nearly half of advisers use a third-party DFM

The roadmap for wealth managers in distress

Advisers can also use social media as ‘positive force for their brand’

Regulatory regime follows three-month consultation

Charles Randell chaired the regulator between 2018 and 2022

Geoffrey Armin to pay £200,000 to FSCS after £4m handed out in redress

Modern compliance concerns in the WhatsApp era

Deal is part of inorganic growth strategy

Important milestone to a more accessible advice regime

Firm has not been authorised by the FCA since November 2021