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FCA

Consumer Duty offers advisers 'a point of difference'

Consumer Duty

Consumer Duty offers advisers 'a point of difference'

‘They have the opportunity to engage with clients on a flexible basis’

clock 11 March 2024 • 3 min read
Harriett Baldwin: Urgent action needed to plug advice gap

Your profession

Harriett Baldwin: Urgent action needed to plug advice gap

'Doing nothing to fix the advice gap is a choice’

clock 05 March 2024 • 2 min read
Industry tech trio partner for advice gap focussed tech offering

Technology

Industry tech trio partner for advice gap focussed tech offering

‘We are already seeing considerable appetite’

clock 04 March 2024 • 1 min read
FCA puts focus on WealthTek criminal investigation

Regulation

FCA puts focus on WealthTek criminal investigation

Regulator secured 12-month pause on civil action

clock 04 March 2024 • 2 min read
'Personal purpose' must be embedded into advice firm culture

Your Business

'Personal purpose' must be embedded into advice firm culture

‘It is at the heart of advice, yet I don’t see firms talk about it clear enough’

clock 29 February 2024 • 2 min read
FCA enforcement to become 'assertive, proactive and intrusive'

Regulation

FCA enforcement to become 'assertive, proactive and intrusive'

‘You can expect the regulator to take robust action where needed’

clock 29 February 2024 • 2 min read
FCA: 'Firms should not need to wait for us to make changes'

Consumer Duty

FCA: 'Firms should not need to wait for us to make changes'

Regulator’s Lucy Castledine reflects on Consumer Duty six months in

clock 28 February 2024 • 2 min read
Treasury and FCA must be 'brave and bold' on advice/guidance review

Regulation

Treasury and FCA must be 'brave and bold' on advice/guidance review

Targeted support proposal could be ‘game changing’ for consumers

clock 28 February 2024 • 5 min read
FCA plan to publicise investigations sparks industry concerns

Your profession

FCA plan to publicise investigations sparks industry concerns

The measures aim to improve transparency in enforcement cases

clock 27 February 2024 • 3 min read
FCA unveils measures for more transparent enforcement cases

Your profession

FCA unveils measures for more transparent enforcement cases

The regulator to improve transparency around enforcement cases

clock 27 February 2024 • 2 min read
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