FCA

There is ‘some work to be done' with how firms implement the rules

The SIPP operator went into administration in July 2022

Two warning notices have been issued to unnamed individuals

Many fair value assessments found to not be relying on solid data

AI to help small firms present ‘more manageable interface’ with the FCA

Firms can identify areas of improvement with the new tool

FCA asks firms about ongoing services in response to Consumer Duty

The watchdog records 17% surge in interventions to protect consumers

Floris Jakobus Huisamen ‘recklessly signed off hundreds of promotions’

Advice practice formerly traded as Tom Carroll Associates FP