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FCA

Trade bodies call for chancellor to stop FCA public enforcement

Regulation

Trade bodies call for chancellor to stop FCA public enforcement

‘Proposals to publicise investigations are a worrying development’

clock 29 April 2024 • 2 min read
Plugging the support gap in retirement 'not FCA's role'

Your profession

Plugging the support gap in retirement 'not FCA's role'

Majority of professionals say FCA should not have to plug support gap

clock 29 April 2024 • 1 min read
FCA proposes advisers and platforms 'must' communicate SDR labels

Regulation

FCA proposes advisers and platforms 'must' communicate SDR labels

Distributors also must provide access to consumer-facing disclosures

clock 23 April 2024 • 1 min read
PFS launches sustainability regulation course for advisers

Green

PFS launches sustainability regulation course for advisers

Aligned with the FCA's Sustainability Disclosure Requirements

clock 23 April 2024 • 1 min read
FCA dismisses British Steel complaints after lengthy investigation

Regulation

FCA dismisses British Steel complaints after lengthy investigation

Regulator acknowledges decision will be ‘disappointing’ for complainants

clock 22 April 2024 • 2 min read
Advisers blast FCA funding requirement of £755m 'inexorable'

Your profession

Advisers blast FCA funding requirement of £755m 'inexorable'

‘I don’t really know what value I’m getting from the FCA – if any’

clock 19 April 2024 • 2 min read
Model Office launches AI compliance audit software for advice firms

Technology

Model Office launches AI compliance audit software for advice firms

Streamline client file reviews and compliance document audits

clock 17 April 2024 • 2 min read
FCA retirement data: 'Disappointing' fewer seek annuity advice

Retirement income

FCA retirement data: 'Disappointing' fewer seek annuity advice

Defined benefit transfers and annuity sales have fallen, FCA finds

clock 16 April 2024 • 4 min read
FCA's Howard: Firms' culture must change to attract female talent

Your profession

FCA's Howard: Firms' culture must change to attract female talent

‘We need a different and better mix of advisers and advice’

clock 16 April 2024 • 4 min read
Agile IT needed as rapid regulation change becomes the norm

Regulation

Agile IT needed as rapid regulation change becomes the norm

'Gone are the lengthy consultation and rule-setting cycles that often took several years'

clock 15 April 2024 • 6 min read
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