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FCA

FCA warns on Cyprus-based firm cloning Surrey wealth manager

Your profession

FCA warns on Cyprus-based firm cloning Surrey wealth manager

Regulator says European firm has cloned details of adviser in Surrey

clock 07 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
FCA warns on unathorised Harrogate-based financial firm

Your profession

FCA warns on unathorised Harrogate-based financial firm

The regulator says Boeing may be providing services without permission

clock 31 January 2024 • 1 min read
Labour backs FCA's advice/guidance boundary review

Regulation

Labour backs FCA's advice/guidance boundary review

The party recognises the importance of closing the advice gap

clock 31 January 2024 • 1 min read
Nucleus removes exit fees for Curtis Banks SIPP clients

Your profession

Nucleus removes exit fees for Curtis Banks SIPP clients

The adviser platform expects clients to save £5m with this move in 2024

clock 31 January 2024 • 1 min read
FSCS to cover Hartley SIPP members' exit and admin charges

Your profession

FSCS to cover Hartley SIPP members' exit and admin charges

FSCS reverses decision and extends support to Hartley SIPP members

clock 30 January 2024 • 1 min read
Retail manager to adviser: Elizabeth Caley on her priceless journey

Your profession

Retail manager to adviser: Elizabeth Caley on her priceless journey

'Women do not benefit from financial advice in the same way that men do'

clock 26 January 2024 • 3 min read
Three 'well respected' IFA firms eye automated advice via Multiply AI

Your profession

Three 'well respected' IFA firms eye automated advice via Multiply AI

The firm tells PA it expects a ‘year of growth’ by working with advisers

clock 25 January 2024 • 1 min read
FCA accuses individual of £19m investment fraud scheme

Your profession

FCA accuses individual of £19m investment fraud scheme

Guy Flintham faces charges of fraud by false representation

clock 23 January 2024 • 1 min read
Model Office launches adviser AI chatbot to support firms

Your Business

Model Office launches adviser AI chatbot to support firms

Helps advice firms with governance, risk and compliance challenges

clock 22 January 2024 • 1 min read
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