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FCA

'Finfluencers' face FCA legal action over trading scheme

Your profession

'Finfluencers' face FCA legal action over trading scheme

FCA targets social media scam, nine people face legal action

clock 16 May 2024 • 1 min read
Schroders warns advisers: 'Nowhere to hide' from FCA's SDR

Your profession

Schroders warns advisers: 'Nowhere to hide' from FCA's SDR

Rich Fox sheds light on firms’ readiness for upcoming SDR

clock 14 May 2024 • 1 min read
FCA Retirement Income Advice Review — what needs to change

Retirement income

FCA Retirement Income Advice Review — what needs to change

'Advice firms should make sure they’re meeting the review standards'

clock 13 May 2024 • 4 min read
Industry split on preparation for Consumer Duty report

Your profession

Industry split on preparation for Consumer Duty report

The report is due on 31 July, one year since the regulation took effect

clock 13 May 2024 • 1 min read
FCA urged to redesign pension dashboard rules to 'prioritise customers'

Pensions

FCA urged to redesign pension dashboard rules to 'prioritise customers'

AJ Bell calls on regulator to redesign the rules

clock 09 May 2024 • 2 min read
FCA chair: Name and shame plans 'valid' despite 'stern reaction'

Regulation

FCA chair: Name and shame plans 'valid' despite 'stern reaction'

Ashley Alder was speaking at a Treasury Committee hearing

clock 09 May 2024 • 4 min read
Ban and £120,300 fine for former firm CEO who 'put investors at risk'

Regulation

Ban and £120,300 fine for former firm CEO who 'put investors at risk'

James Lewis was chief executive at London-based Shard Capital Partners

clock 07 May 2024 • 1 min read
Adviser guide aims to 'demystify' Consumer Duty annual reporting

Your profession

Adviser guide aims to 'demystify' Consumer Duty annual reporting

Firms to produce first annual Consumer Duty board report

clock 02 May 2024 • 1 min read
Financial Conduct Authority's regulation 'lacks coherent vision'

Your profession

Financial Conduct Authority's regulation 'lacks coherent vision'

‘It does feel like the wind has been in our faces over the past few months’

clock 01 May 2024 • 2 min read
FCA's Sadan: SDR will help restore 'trust and integrity' in sector

Regulation

FCA's Sadan: SDR will help restore 'trust and integrity' in sector

Sacha Sadan was speaking at the annual Amundi conference

clock 01 May 2024 • 3 min read
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