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FCA

PwC hit with £15m fine over London Capital & Finance failures

Regulation

PwC hit with £15m fine over London Capital & Finance failures

It is the first time the FCA has fined an audit firm

clock 16 August 2024 • 2 min read
Navigating the adviser firm's squeezed margin tunnel

Regulation

Navigating the adviser firm's squeezed margin tunnel

Analysis of latest Retail Mediation Activities Return data

clock 15 August 2024 • 5 min read
We've been 'scared' of the word advice for too long - Octopus Money CEO

Consumer Duty

We've been 'scared' of the word advice for too long - Octopus Money CEO

Ruth Handcock on Consumer Duty and advice/guidance review impact

clock 15 August 2024 • 2 min read
British Steel-linked firm Green Gem Financial declared failed by FSCS

Companies

British Steel-linked firm Green Gem Financial declared failed by FSCS

Advice firm declared in default after first claim was upheld

clock 13 August 2024 • 2 min read
FCA declines to rule out simplified advice amid shelving reports

Regulation

FCA declines to rule out simplified advice amid shelving reports

Expect update later this year, regulator says

clock 13 August 2024 • 3 min read
Eight MPs call on chancellor to investigate FCA's WealthTek crackdown

Companies

Eight MPs call on chancellor to investigate FCA's WealthTek crackdown

Says regulator neglected to act on claims of potential fraud for more than two years

clock 12 August 2024 • 1 min read
FCA consultation hones in on DC pension scheme value for money

Pensions

FCA consultation hones in on DC pension scheme value for money

Framework designed to shift focus from costs to long-term value and deliver better outcomes

clock 08 August 2024 • 3 min read
FCA expands Leeds office with plans to add 100 staff

Regulation

FCA expands Leeds office with plans to add 100 staff

Comes as the regulator builds on its footprint in the city

clock 08 August 2024 • 1 min read
H2O to pay investors €250m after FCA investigation

Regulation

H2O to pay investors €250m after FCA investigation

Asset management firm to stop operating regulated UK business

clock 07 August 2024 • 2 min read
Profits down across financial adviser firms

Companies

Profits down across financial adviser firms

Biggest businesses were more likely to be loss making

clock 05 August 2024 • 2 min read
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