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FCA

PFS launches Consumer Duty tool to identify adviser training needs

Consumer Duty

PFS launches Consumer Duty tool to identify adviser training needs

Firms can identify areas of improvement with the new tool

clock 19 February 2024 • 1 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Your profession

FCA quizzes 20 advice firms on Consumer Duty compliance

FCA asks firms about ongoing services in response to Consumer Duty

clock 15 February 2024 • 1 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Your profession

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

clock 14 February 2024 • 1 min read
Former London Capital & Finance director handed £31,800 fine

Regulation

Former London Capital & Finance director handed £31,800 fine

Floris Jakobus Huisamen ‘recklessly signed off hundreds of promotions’

clock 13 February 2024 • 1 min read
FSCS places Lancashire firm Frodsham Financial Planning in default

Regulation

FSCS places Lancashire firm Frodsham Financial Planning in default

Advice practice formerly traded as Tom Carroll Associates FP

clock 13 February 2024 • 1 min read
More than half of advice firms to implement AI in the next five years

Your profession

More than half of advice firms to implement AI in the next five years

Advisers ‘increasingly leaning into tech’ according to a recent report

clock 12 February 2024 • 1 min read
FCA warns on unauthorised tech-focused wealth manager

Companies

FCA warns on unauthorised tech-focused wealth manager

Chester Financials is promoting services without permission

clock 12 February 2024 • 1 min read
Woodford scheme of arrangement sanctioned by High Court

Investment

Woodford scheme of arrangement sanctioned by High Court

Scheme was approved by a majority of voting investors

clock 09 February 2024 • 1 min read
FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
FCA: 'Huge opportunity for firms to shape the advice sector'

Regulation

FCA: 'Huge opportunity for firms to shape the advice sector'

Kate Blatchford-Hick calls on firms to embrace the regulator’s proposals

clock 09 February 2024 • 2 min read
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