Compliance experts Katharine Leaman and Jourdain Tambo talk about how firms should prepare for an FCA supervisory visit and outline how to get the best result from the regulatory interaction…
With the Financial Conduct Authority's (FCA) Consumer Duty framework firmly shaping the financial services landscape, regulatory readiness has never been more critical. To spotlight effective strategies, compliance training platform Skillcast advisory board member Katharine Leaman talked to Curve vice president of risk and compliance Jourdain Tambo to share valuable insights following the FCA's recent supervisory visit. The interview reveals practical lessons for firms preparing for regulatory engagements and underscores the pivotal role of a customer-centric approach in achieving c...
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