Five vulnerability questions advisers must ask themselves

With the Financial Conduct Authority's (FCA) review on vulnerable clients soon drawing to a close, and with the regulator maintaining that financial vulnerability will be a key focus for 2025, I think this year we will finally start to see the regulator move from carrot to stick mentality. As such, never before has it been more crucial for advisers to ensure that they have adequate processes in place to identify and support their vulnerable clients.   With some of the early indications showing concerns around identification levels – specifically, firms who may be identifying that b...