FCA

‘You can expect the regulator to take robust action where needed’

Regulator’s Lucy Castledine reflects on Consumer Duty six months in

Targeted support proposal could be ‘game changing’ for consumers

The measures aim to improve transparency in enforcement cases

The regulator to improve transparency around enforcement cases

There is ‘some work to be done' with how firms implement the rules

The SIPP operator went into administration in July 2022

Two warning notices have been issued to unnamed individuals

Many fair value assessments found to not be relying on solid data

AI to help small firms present ‘more manageable interface’ with the FCA