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FCA

PA360 North: Advisers and FCA 'misaligned' on Consumer Duty

Consumer Duty

PA360 North: Advisers and FCA 'misaligned' on Consumer Duty

Gillian Hepburn: ‘Are we really putting ourselves in our clients’ shoes?’

clock 01 October 2024 • 2 min read
FCA completes all Woodford investigations but still no end in sight

Your profession

FCA completes all Woodford investigations but still no end in sight

FCA Annual meeting

clock 27 September 2024 • 2 min read
FCA headquarters hit with rally calling for better regulation

Regulation

FCA headquarters hit with rally calling for better regulation

Held by the Transparency Task Force following regulator’s annual public meeting

clock 26 September 2024 • 3 min read
FCA SDR implementation policy for portfolio management delayed to Q2 2025

Regulation

FCA SDR implementation policy for portfolio management delayed to Q2 2025

FCA's Sarah Pritchard made the announcment on SDR rethink

clock 26 September 2024 • 2 min read
Retirees flock to annuities as sales rise almost 40% year-on-year

Income

Retirees flock to annuities as sales rise almost 40% year-on-year

Annuity sales up 38.7% to 80,061 in 2023/24

clock 26 September 2024 • 2 min read
FCA stats reveal hike in people accessing pensions without advice

Pensions

FCA stats reveal hike in people accessing pensions without advice

About 30% of savers took regulated advice before accessing their pot

clock 26 September 2024 • 2 min read
Firms call for more FCA guidance on Consumer Duty board reporting

Consumer Duty

Firms call for more FCA guidance on Consumer Duty board reporting

Adviser firms want further assistance to understand vulnerable client characteristics

clock 25 September 2024 • 2 min read
Is the regulator a good thing for the financial services sector?

Regulation

Is the regulator a good thing for the financial services sector?

'Some of the things the FCA does are not, in my view, part of its remit'

clock 25 September 2024 • 5 min read
FCA sets out to change its enforcement approach

Regulation

FCA sets out to change its enforcement approach

Therese Chambers: 'We have been reflecting on the serious concerns'

clock 24 September 2024 • 3 min read
Why claims management companies shouldn't escape the wrath of regulators

Regulation

Why claims management companies shouldn't escape the wrath of regulators

CMCs must be held to similar standards as advisers

clock 24 September 2024 • 4 min read
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