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FCA

FCA warns on fraudsters cloning advice firm Wealth Solutions

Companies

FCA warns on fraudsters cloning advice firm Wealth Solutions

Midlands based firm rebranded as Amber River in November 2023

clock 10 October 2024 • 1 min read
Lessons to learn from recent investigations into FCA executives

Regulation

Lessons to learn from recent investigations into FCA executives

'Investigations can have a habit of necessitating further investigations'

clock 09 October 2024 • 4 min read
What the FCA consolidation review means for financial advice

Regulation

What the FCA consolidation review means for financial advice

The acquisition market is expected to remain strong

clock 09 October 2024 • 4 min read
FCA chair praises UK markets reforms but calls for greater retail investor participation

Regulation

FCA chair praises UK markets reforms but calls for greater retail investor participation

International Capital Markets Conference

clock 09 October 2024 • 2 min read
Ex-SJP and Tenet adviser refused regulatory permissions by FCA

Companies

Ex-SJP and Tenet adviser refused regulatory permissions by FCA

‘Not appropriate’ for Murtaza Ashraf to carry out regulated activities

clock 08 October 2024 • 3 min read
RegTech and FCA directives: Enhancing a data-led approach for adviser firms

Regulation

RegTech and FCA directives: Enhancing a data-led approach for adviser firms

The regulator's expectations of advisers are evolving

clock 08 October 2024 • 5 min read
Consolidation review: FCA not saying it is a 'bad thing'

Regulation

Consolidation review: FCA not saying it is a 'bad thing'

FCA announced consolidation review in Dear CEO letter

clock 08 October 2024 • 2 min read
FCA to carry out consolidation review

Your profession

FCA to carry out consolidation review

FCA sets out two-year priorities for financial advice

clock 07 October 2024 • 3 min read
FCA urged to add ethical funds SDR label

Regulation

FCA urged to add ethical funds SDR label

'We will carry on lobbying to try and change the rules'

clock 07 October 2024 • 1 min read
Why engaging directly is key to identifying customer vulnerabilities

Your Business

Why engaging directly is key to identifying customer vulnerabilities

'Engaging directly on vulnerability is new and still feels quite alie'

clock 02 October 2024 • 4 min read
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