Compliance
Mortgages
Former AMI director Richard Farr has given his backing to new compliance and redress advice service Telos Compliance which launches today.
16 October 2008
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Mortgages
Paradigm Mortgage Services has today launched a new quarterly compliance newsletter, Target.
07 October 2008
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Mortgages
Two directors have been censured by the FSA for failing to ensure their firm had appropriate procedures in place to ensure customer received suitable mortgage advice.
30 September 2008
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Your profession
The FSA is inviting compliance consultants, who provide services to small regulated firms, to attend one of its interactive Treating Customers Fairly seminars .
29 August 2008
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Your profession
Thinc Group has hired The Young Company principal David Young as its head of group compliance.
15 July 2008
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Mortgages
Brokers are being urged to heed the FSA's recent enforcement actions and ensure they meet regulatory requirements.
11 July 2008
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Your profession
It's reassuring for the reputation of the wider industry to see that the FSA are continuing their clampdown on rogue mortgage advisers.
23 June 2008
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Mortgages
Most mortgage brokers are not using back-office or customer relations management (CRM) systems to manage their business, according to Mortgage Brain.
20 June 2008
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Your profession
The big frightening regulatory issue of 2008 has to be treating customers fairly (TCF).
13 June 2008
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Mortgages
Insynergi has created a formal compliance co-operative with well-known compliance specialists Bill Warren and Stephen Atkins.
03 June 2008
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