Compliance

Small financial firms are spending more on governance and compliance than their larger counterparts as regulation costs hit record highs, a Deloitte study suggests.

Network members in the mortgage and general insurance (GI) sectors are not ahead of their directly authorised counterparts when it comes to compliance, new research from MS2M shows.

Orbiter Group, the new company created by the merger of TFC Homeloans and a software company, says its core proposition will be to offer brokers a choice of how they do business.

The FSA may have underestimated the extent of the problems facing the financial advice industry, according to new research on compliance standards.

The FSA says it will be stamping down on the 'widespread' problem of mortgage fraud in 2008.

Premier Network Group (PNG) has today announced the launch of two new propositions aimed at Mortgage Intermediaries.

Paradigm Mortgage Services has today launched a compliance service to provide guidance to brokers.

The FSA has published a public censure of PB Roberts Limited for poor record keeping and publishing unclear advertising material.

Norwich Union Life has been fined £1.26m by the FSA for failing to protect its customers' confidential information and manage its financial crime risks.

Paradigm Mortgage Services has today announced its members will have access to Mortgage Brain's point-of-sale, compliance and business management system, The Key.