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Regulation

Alexander Sloan FP fails following employment case pay out

Regulation

Alexander Sloan FP fails following employment case pay out

Financial Services Compensation Scheme details the £140,000 pay out

clock 16 February 2023 • 2 min read
FOS appoints new CEO and chief ombudsman

Regulation

FOS appoints new CEO and chief ombudsman

Replacing Nausicaa Delfas

clock 08 June 2022 • 2 min read
Tilney Smith & Williamson sees gross inflows of £4.5bn in nine months

Industry

Tilney Smith & Williamson sees gross inflows of £4.5bn in nine months

AuM rises 9.2% to £56bn up to September

clock 01 November 2021 • 1 min read
Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

Industry

Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

FCA data

clock 01 November 2021 • 2 min read

Equity release

Thank you and goodbye from Retirement Planner

Retirement Planner is, itself, retiring on Thursday 15 October 2021.

clock 12 October 2021 • 1 min read

Featured

Rachel Vahey: Keeping on the right side of the advice boundary

Advisers must stick to the script when it comes to the DB transfer triage process, writes Rachel Vahey

clock 16 August 2021 • 3 min read

Featured

FCA's Business Plan: Five key points for advisers

Lawyers Paul Edmondson and Pippa Tasker look at the FCA's latest Business Plan and pull out five key points to take away...

clock 27 July 2021 • 7 min read

Featured

Nick Flynn: Will FCA Consumer Duty rules finally fix OMO?

Nick Flynn explores FOMO - fear of the open market option - something he hopes will be overcome when the FCA implements its Consumer Duty measures...

clock 10 June 2021 • 3 min read

Estate planning

Enter now: Gold Standard Awards 2021 open for DFMs and financial advisers

Enter now: Gold Standard Awards 2021 open for DFMs and financial advisers

clock 03 June 2021 • 2 min read

Featured

Rachel Vahey: The inter-connectedness of all things pension

Rachel Vahey looks at the inter-connectedness of all things pension in her latest article for RP

clock 20 May 2021 • 3 min read
123
Most read
01

Kerry Nelson firms sell for £500,000 after battle between 38 bidders

30 March 2023 • 2 min read
02

Advice acquisitions double with £48bn in AUM bought in 2022

30 March 2023 • 2 min read
03

FCA hints at potential Sustainablity Disclosure Requirements delay

29 March 2023 • 2 min read
04

Foster Denovo parent secures £800m in assets via internal acquisitions

30 March 2023 • 1 min read
05

What Consumer Duty could mean for EIS investments

27 March 2023 • 5 min read
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