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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 24 Feb 2021
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      Professional Adviser Awards 2021

      Professional Adviser is once more issuing the call for adviser businesses from across the UK to showcase their knowledge, skills and commitment to client care by entering our 2021 Awards.

      • Date: 11 Mar 2021
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      Professional Adviser Multi-Asset Masterclass 2021

      Delivered online over two half-day sessions, the Multi-Asset Masterclass will look to provide a case for multi-asset investing as well as an outlook for the sector over the year ahead.

      • Date: 17 Mar 2021
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-24 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
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  • Trending now
  • CII certificates go paperless
  • 4,000 firms could fail
  • 2021 PA Awards deadline 15th

Regulation

FCA extends adviser fee deadline for majority of firms
  • Regulation
FCA extends adviser fee deadline for majority of firms

For smaller and medium firms

  • 07 August 2020
Keith Richards: Relaxing cap ad rules amid pandemic could leave firms vulnerable in the long run
  • Regulation
Keith Richards: Relaxing cap ad rules amid pandemic could leave firms vulnerable in the long run

Announced yesterday

  • 18 March 2020
Poor HR practices leave advisers at risk of SM&CR breach
  • Regulation
Poor HR practices leave advisers at risk of SM&CR breach

Risking SM&CR breaches

  • 02 March 2020
Treasury Committee urges expansion of FCA's powers
  • Regulation
Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

  • 02 August 2019
FCA to urge EU authorities to address PRIIPs failings
  • Regulation
FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

  • 28 February 2019
Investment Association weighs retail product labels for SRI funds
  • Regulation
Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

  • 25 January 2019
ESMA: Fees erode 25% of retail investors' fund returns
  • Regulation
ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

  • 11 January 2019
FCA plans wider retail ban of CFDs following ESMA proposals
  • Regulation
FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

  • 07 December 2018
Treasury Select Committee plots post-Brexit financial regulation inquiry
  • Regulation
Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

  • 05 November 2018
RBS to pay first dividend since financial crisis
  • Regulation
RBS to pay first dividend since financial crisis

2p per ordinary share

  • 03 August 2018
FCA proposes basic savings rate for cash accounts
  • Regulation
FCA proposes basic savings rate for cash accounts

Option for basic savings rate

  • 25 July 2018
FCA publishes occasional paper on fund charges
  • Regulation
FCA publishes occasional paper on fund charges

Introduction of all-in-fee

  • 05 April 2018
Transparency Taskforce calls on IA to apologise for 'offensive' fees comments
  • Regulation
Transparency Taskforce calls on IA to apologise for 'offensive' fees comments

Loch Ness monster fee reference made in 2016

  • 26 January 2018
Treasury MP Barclay: 'No appetite' for regulatory 'race to bottom' post-Brexit
  • Regulation
Treasury MP Barclay: 'No appetite' for regulatory 'race to bottom' post-Brexit

Govt not pursuing equivalence

  • 05 December 2017
Pound sinks and FTSE soars as May delivers Florence Brexit speech
  • Regulation
Pound sinks and FTSE soars as May delivers Florence Brexit speech

Calling for 'imaginative and creative' approach to negotiations

  • 22 September 2017
FCA turns back on equity release qualification overhaul
  • Regulation
FCA turns back on equity release qualification overhaul

Will remain linked to mortgages

  • 09 May 2017
FCA's crackdown on use of CFDs in retail market
  • Regulation
FCA's crackdown on use of CFDs in retail market

Risk of 'large, rapid' losses

  • 06 December 2016
Tyrie backs move to scrap help to buy scheme
  • Regulation
Tyrie backs move to scrap help to buy scheme

It is 'welcome news'

  • 03 October 2016
Help to buy scheme to close this year, Treasury confirms
  • First time buyers
Help to buy scheme to close this year, Treasury confirms

'Specific purpose successfully achieved'

  • 30 September 2016
FCA clarifies mortgage shortfall rules after detecting 'divergent' practice
  • Regulation
FCA clarifies mortgage shortfall rules after detecting 'divergent' practice

Firms not behaving in spirit of MMR

  • 10 June 2016
FCA to review advice and mortgage panel deals in new market study
  • Networks/Clubs
FCA to review advice and mortgage panel deals in new market study

Regulator has concerns about competition in sector

  • 16 May 2016
Questions raised over Harlequin deal with claims manager
  • Regulation
Questions raised over Harlequin deal with claims manager

Firm mentioned in emails to investors

  • 18 April 2016
FCA to set PPI deadline after detecting 'false claims'
  • Regulation
FCA to set PPI deadline after detecting 'false claims'

The Financial Conduct Authority (FCA) is to consult on introducing a deadline for bringing complaints about payment protection insurance (PPI) after its research showed a 'significant number' of claims brought did not include a PPI sale.

  • 02 October 2015
  • Regulation
Advisers call on FCA to limit direct provider contact with clients

Advisers are calling on regulators to introduce rules restricting the contact product providers can have with their clients.

  • 11 September 2015
123

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Treasury Taskforce to address FSCS levy concerns and work with FCA
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