Regulation
Poor HR practices leave advisers at risk of SM&CR breach
Risking SM&CR breaches
Treasury Committee urges expansion of FCA's powers
Expanding the 'regulatory perimeter'
FCA to urge EU authorities to address PRIIPs failings
EU review to be completed this year
Investment Association weighs retail product labels for SRI funds
Part of raft of proposals to increase visability of SRI to retail investors
ESMA: Fees erode 25% of retail investors' fund returns
Passive equity funds ‘consistently’ outperforming active counterparts
FCA plans wider retail ban of CFDs following ESMA proposals
Could reduce annual losses by up to £451m
Treasury Select Committee plots post-Brexit financial regulation inquiry
Financial services deal unclear
RBS to pay first dividend since financial crisis
2p per ordinary share
FCA proposes basic savings rate for cash accounts
Option for basic savings rate
FCA publishes occasional paper on fund charges
Introduction of all-in-fee
Transparency Taskforce calls on IA to apologise for 'offensive' fees comments
Loch Ness monster fee reference made in 2016
Treasury MP Barclay: 'No appetite' for regulatory 'race to bottom' post-Brexit
Govt not pursuing equivalence
Pound sinks and FTSE soars as May delivers Florence Brexit speech
Calling for 'imaginative and creative' approach to negotiations
FCA turns back on equity release qualification overhaul
Will remain linked to mortgages
FCA's crackdown on use of CFDs in retail market
Risk of 'large, rapid' losses
Tyrie backs move to scrap help to buy scheme
It is 'welcome news'
Help to buy scheme to close this year, Treasury confirms
'Specific purpose successfully achieved'
FCA clarifies mortgage shortfall rules after detecting 'divergent' practice
Firms not behaving in spirit of MMR
FCA to review advice and mortgage panel deals in new market study
Regulator has concerns about competition in sector
Questions raised over Harlequin deal with claims manager
Firm mentioned in emails to investors
FCA to set PPI deadline after detecting 'false claims'
The Financial Conduct Authority (FCA) is to consult on introducing a deadline for bringing complaints about payment protection insurance (PPI) after its research showed a 'significant number' of claims brought did not include a PPI sale.
Advisers call on FCA to limit direct provider contact with clients
Advisers are calling on regulators to introduce rules restricting the contact product providers can have with their clients.
Half of advisers label FOS 'unfair'
Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.
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