ADVERTISEMENT

Regulation

FCA extends adviser fee deadline for majority of firms

Regulation

FCA extends adviser fee deadline for majority of firms

For smaller and medium firms

clock 07 August 2020 •
Keith Richards: Relaxing cap ad rules amid pandemic could leave firms vulnerable in the long run

Regulation

Keith Richards: Relaxing cap ad rules amid pandemic could leave firms vulnerable in the long run

Announced yesterday

clock 18 March 2020 •
Poor HR practices leave advisers at risk of SM&CR breach

Regulation

Poor HR practices leave advisers at risk of SM&CR breach

Risking SM&CR breaches

clock 02 March 2020 •
Treasury Committee urges expansion of FCA's powers

Regulation

Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

clock 02 August 2019 •
FCA to urge EU authorities to address PRIIPs failings

Regulation

FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

clock 28 February 2019 •
Investment Association weighs retail product labels for SRI funds

Regulation

Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

clock 25 January 2019 •
ESMA: Fees erode 25% of retail investors' fund returns

Regulation

ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

clock 11 January 2019 •
FCA plans wider retail ban of CFDs following ESMA proposals

Regulation

FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

clock 07 December 2018 •
Treasury Select Committee plots post-Brexit financial regulation inquiry

Regulation

Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

clock 05 November 2018 •
RBS to pay first dividend since financial crisis

Regulation

RBS to pay first dividend since financial crisis

2p per ordinary share

clock 03 August 2018 •
ADVERTISEMENT
ADVERTISEMENT
Most read
01

DWP accused of maladministration over women's state pension communication

20 July 2021 • 2 min read
02

FCA bans jailed adviser after fraud conviction

22 July 2021 • 1 min read
03

Normal pension age draft legislation branded 'hugely complex mess'

20 July 2021 • 4 min read
04

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

20 July 2021 • 3 min read
05

Nick Eatock: Supporting clients and staying connected in the new normal

20 July 2021 • 4 min read
ADVERTISEMENT
ADVERTISEMENT