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Regulation

Featured

FSCS declares two British Steel adviser firms in default

The Financial Services Compensation Scheme (FSCS) has declared nine financial advice firms in default in March, two of which advised on British Steel transfers.

clock 22 April 2021 • 3 min read

Featured

IFA denies responsibility after affiliate cold call leads to unsuitable pension transfer

The Financial Ombudsman Service (FOS) has ordered a corporate finance firm, Alexander David Securities, to pay compensation to a client over a £14,000 loss arising from a pension transfer.

clock 20 April 2021 • 4 min read

Estate planning

Nominations open for Women in Financial Advice Awards 2021

RP and PA are pleased to announce that nominations for the 2021 Women in Financial Advice Awards are now open.

clock 19 April 2021 • 2 min read

Featured

Three in court in connection with £14m pension fraud

Three people have appeared in court in connection with an investigation into pension fraud totalling nearly £14m.

clock 15 April 2021 • 1 min read

Featured

Rachel Vahey: Four key takeaways from WPC Scams Report

Rachel Vahey sets out four key takeaways from the WPC report into pension scams and urges swift, nimble action to stop the perpetrators

clock 14 April 2021 • 4 min read

Featured

LV's capital uncertainty and 'inconsistent statements' targeted by MPs

The management of LV= has been heavily criticised by MPs for failing to provide a clear and reliable picture of its capital position in light of its proposed sale to Bain Capital.

clock 09 April 2021 • 4 min read

Featured

FCA final guidance reiterates DB transfers not in consumers' best interests

The Financial Conduct Authority (FCA) has published guidance on advising defined benefit (DB) transfers and has reiterated its stance that it is best savers do not transfer out of final salary pension schemes.

clock 31 March 2021 • 3 min read

Featured

FCA: Firms must understand and act to help financially vulnerable

The Financial Conduct Authority (FCA) has outlined how firms should better understand vulnerable customers and how businesses must act to improve outcomes for those clients.

clock 23 February 2021 • 5 min read

Featured

Henry Cobbe: Retirement in focus - pathways, PROD and proposition

Henry Cobbe returns to RP with an in-depth look at drawdown investment pathways and explains what it means for advisers...

clock 15 February 2021 • 9 min read

Featured

FCA starts High Court action over DB transfer advice failings

The Financial Conduct Authority (FCA) has started High Court proceedings against Paul Steel and Jacqueline Foster, directors of a failed advice firm, over alleged unsuitable defined benefit (DB) transfers.

clock 10 February 2021 • 1 min read
234
Most read
01

Transfer values continue to plummet in April - XPS

24 May 2022 • 2 min read
02

HSBC AM's 'head of irresponsible investment' condemned over climate speech

20 May 2022 • 3 min read
03

Brooks Macdonald acquires Warwickshire-based IFA

23 May 2022 • 2 min read
04

Industry Voice: Net Zero - do we really understand what it means?

23 May 2022 • 5 min read
05

Dealing with private equity 'like getting into bed with a gorilla'

23 May 2022 • 1 min read
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