Most advisers are not doing enough in human resource compliance and are at risk of breaching Senior Managers and Certification Regime (SM&CR) regulations, Model Office founder Chris Davies has warned.
The RegTech platform today launched its bi-annual industry benchmark market report, which found compliance still the number one concern for the majority (80%) of advice firms. Davies, who has worked...
For smaller and medium firms
Expanding the 'regulatory perimeter'
EU review to be completed this year
Part of raft of proposals to increase visability of SRI to retail investors
68 pension breaches in 12 months
Targets £30bn AUM in five years
'Will impact the market'
‘Full and frank financial disclosure'
Winner of the Multi-Asset Group of the Year and ESG Solution of the Year at the 2021 PA Awards, Liontrust are growing into something of a force in the multi-asset arena. The firm's multi-asset head John Husselbee speaks to Cherry Reynard about its approach...