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Regulation

Regulation

Advisers top FCA whistleblowing list

Financial advisers rank top in the regulator's list of firms people raised concerns about, according to figures published in its annual report.

clock 02 July 2015 •

Regulation

FCA's Martin Wheatley enjoys 15% pay rise

Financial Conduct Authority (FCA) chief executive Martin Wheatley saw his total pay deal from the industry-funded regulator rise by an inflation busting 15% last year to £701,000.

clock 02 July 2015 •

Regulation

Six ways consumers are biased and what this means for advisers

Six consumer biases advisers should be aware of

clock 02 July 2015 •

Adviser tips

Super-safe suitability reports: How to get it right

Top tips for completing super-safe suitability reports

clock 30 June 2015 •

Wrap/platforms

Functionality and cost most important in 'increasingly sticky' platform market

Functionality and cost remain the only real drivers behind advisers wanting to switch platforms in an otherwise increasingly ‘sticky' market, a survey has found.

clock 26 June 2015 •

Regulation

FCA takes inspiration from car window stickers on advice fees disclosure

The Financial Conduct Authority (FCA) has taken inspiration from an unusual source as it seeks to help advice firms communicate their services and charges clearly - a window sticker that has appeared on all new cars sold in the US since 2008.

clock 25 June 2015 • 2 min read

Regulation

FCA defends adviser levy as it confirms £75m bill for 2015-2016

The Financial Conduct Authority (FCA) has defended the methods it uses to calculate advisers' contribution to its annual costs as fair and proportionate, as it confirmed a 10% hike for firms for 2015-2016.

clock 23 June 2015 • 3 min read

Regulation

Open letter from APFA: Our demands to government

The Association of Professional Financial Advisers (APFA) has set out its lobbying priorities for the next parliamentary year in an open letter to advisers, calling for help for a profession it said is struggling with the burden of regulation and regulatory...

clock 23 June 2015 •

Regulation

Tweaking the rules: FOS complaints sourcebook changes

Tweaking the rules: FOS complaints sourcebook changes

clock 22 June 2015 •

Regulation

Man who lured investors to fraudulent scheme has appeal rejected

A man who enticed dozens of investors to inject millions into a trader's fraudulent scheme has had an appeal against his two-year prison sentence dismissed by the Court of Appeal.

clock 19 June 2015 •
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