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Regulation

Regulation

Five key things advisers can expect from today's Summer Budget

Five key announcements advisers can expect from George Osborne

clock 08 July 2015 •

Investment

Adviser accused of £290k fraud to 'fund his lifestyle'

A financial adviser has denied charges he defrauded two elderly clients of more than £290,000, partly to "pay off his mortgage" and "fund his lifestyle".

clock 08 July 2015 •

Regulation

FCA revisits approved person debate amid fears of two-tiered advice

The regulator may make changes to the approved persons system amid concerns the new 'certification regime' for bank advisers is weaker than for other financial advisers.

clock 07 July 2015 •

Regulation

FOS rulings: Professional Adviser calls for evidence of inconsistency

Professional Adviser calls for evidence of inconsistency

clock 07 July 2015 •

Regulation

Aviva and Friends Life create £45m emergency fund for Sesame

Debt-laden network Sesame has been given access to a £45m bailout fund by its parents Aviva and Friends Life.

clock 06 July 2015 •

Regulation

FCA bonuses a 'slap in the face' while FSCS levies rise and rise

Bonuses reward executives for hitting specific goals - Sheriar Bradbury asks what goals has the FCA met?

clock 06 July 2015 •

Regulation

'Bonkers' and 'absurd': Reaction to FSCS deposit protection move

Experts have expressed their disbelief after it was announced the Financial Services Compensation Scheme's (FSCS) limit for deposit protection would be reduced to £75,000.

clock 06 July 2015 •

Regulation

FCA: Pension Wise providers liable for guidance guarantee redress

Guidance guarantee providers will be liable for redress in the event of a consumer complaint about Pension Wise, the Financial Conduct Authority (FCA) has said.

clock 03 July 2015 •

Regulation

From the horse's mouth: Six edicts from the FCA's Rory Percival

Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...

clock 03 July 2015 •

Regulation

APFA asks Chancellor to cut financial services red tape

The Association of Professional Financial Advisers (APFA) has written to the Chancellor to ask for a cut in financial services regulation in his upcoming emergency Budget.

clock 02 July 2015 •
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