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TCF

Ukraine crisis panel: Investment experts respond to key questions

Investment General

Ukraine crisis panel: Investment experts respond to key questions

Global challenges

clock 10 March 2022 • 1 min read

TCF

FCA tweaks suitability rules on offshore life insurance bonds

The Financial Conduct Authority (FCA) is planning to update its rules for retail clients advised to buy offshore life insurance bonds, affording them greater protection.

clock 04 September 2015 •
TISA to hammer out clear MiFID II guidelines

Regulation

TISA to hammer out clear MiFID II guidelines

Financial services lobby group TISA has vowed to bring clarity to what the incoming European legislation Markets in Financial Instruments Directive (MiFID II) will mean for advisers and providers.

clock 30 July 2015 •

Investment Trusts

Concerns raised over alternative income vehicles' disclosure

Concerns are being raised over the disclosure policies of some specialist investment trusts as investors continue to pile into alternative assets.

clock 30 June 2015 •

Regulation

Disgraced adviser working as IFA to expats

An adviser fined and banned by the Financial Conduct Authority (FCA) for recommending unsuitable investments to lower income clients is working as an adviser to expatriate clients in Dubai and the Middle East.

clock 21 May 2015 •
Adviser fraudster victim in HSBC compensation fight

Regulation

Adviser fraudster victim in HSBC compensation fight

A victim of convicted fraudster financial adviser Chris Bladen is fighting banking giant HSBC for compensation, alleging the bank failed to recognise he 'forged' signatures on his account.

clock 21 May 2015 •

Regulation

Retweet at your peril: Eight FCA social media dos and don'ts

Retweet at your peril: Eight FCA social media dos and don'ts

clock 13 March 2015 •

Retirement

FCA under pressure to agree on 'common sense' guidance principles

An industry initiative managed by the Tax Incentivised Savings Association (TISA) and backed by 50 firms and trade bodies has called on the regulator to agree on a ‘common sense' standard for the delivery of guidance to consumers.

clock 11 March 2015 •
FSCS unveils eight-strong legal panel in £12m contracts

Regulation

FSCS unveils eight-strong legal panel in £12m contracts

The Financial Services Compensation Scheme (FSCS) has appointed eight law firms to form a new in-house panel, which it expects to manage the majority of its legal advice and representation.

clock 05 February 2015 •
Three's a charm: Why firms are failing on financial promotions

Regulation

Three's a charm: Why firms are failing on financial promotions

Three's a charm: Why firms are failing on financial promotions

clock 17 September 2014 •
123
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Leading financial journalist named as new editor of Professional Adviser

23 June 2022 • 1 min read
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AFM Wealth secures £5.3m acquisition war chest

28 June 2022 • 2 min read
05

Marygold & Co acquires Tiger Financial in first UK deal

23 June 2022 • 1 min read
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