Three's a charm: Why firms are failing on financial promotions

Three's a charm: Why firms are failing on financial promotions

clock • 5 min read

Rebecca Prestage takes a look at the key points to come from the regulator's most significant announcements on the topic and offers her tips on how to ensure the rules are adhered to...

With the ever increasing use of social media, the Financial Conduct Authority (FCA) has been in extensive dialogue with the industry over the past 18 months to ensure financial promotion rules are met and that they are fair, clear and not misleading. Financial promotions are often the first contact a consumer has with a financial product or firm and, in support of its early intervention approach, this is clearly a primary focus of the regulator in its pursuit of reducing detriment to consumers. Let's take a look at some of the key points to take from the regulator's announcements on t...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA eyes simplifying rules for advised sales of insurance products

FCA eyes simplifying rules for advised sales of insurance products

To create a clearer boundary between advised and non-advised sales

Cameron Roberts
clock 29 June 2026 • 4 min read
FCA slashes reporting complexity in Consumer Duty overhaul proposals

FCA slashes reporting complexity in Consumer Duty overhaul proposals

Clarity on vulnerable clients and CCI

Michael Nelson
clock 29 June 2026 • 4 min read
FCA looks to reduce Consumer Duty wholesale and non-UK burden

FCA looks to reduce Consumer Duty wholesale and non-UK burden

To still apply to firms offering UK pension advice to overseas clients

Sophia Panayi
clock 29 June 2026 • 2 min read