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      Professional Adviser 360 2019 North

      We're taking the Professional Adviser 360 conference up north this October! Join us at The Mere Golf Resort & Spa on Thursday 17th October 2019.

      • Date: 17 Oct 2019
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      Specialist Investment Awards 2019

      The Specialist Investment awards are designed to recognise two increasingly important but to date under-recognised elements of the asset management industry; boutique & specialist fund managers and passive investing.

      • Date: 18 Oct 2019
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      Working Lunches 2019 in partnership with Orbis Investments

      Professional Adviser is delighted to announce the launch of the new Working Lunches in partnership with Orbis Investments. Traveling across the UK to provide valuable market insights for Senior Financial Advisers.

      • Date: 11 Nov 2019
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      Investment Company of the Year Awards 2019

      Investment Week is delighted to announce the annual Investment Company of the Year Awards 2019. Taking place on Wednesday 20th November at the Sheraton Park Lane.

      • Date: 20 Nov 2019
      • Sheraton Grand London Park Lane Piccadilly London W1J 7BX, London
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  • Trending now
  • Institute of Financial Wellbeing
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Regulation

FCA
  • Regulation
Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

  • 02 August 2019
FCA Building
  • Regulation
FCA to implement compulsory investment pathways for non-advised drawdown

Defined contribution (DC) drawdown providers will have to offer non-advised consumers investment pathways from August 2020, the Financial Conduct Authority (FCA) has said.

  • 30 July 2019
  • Regulation
'Unfortunately, you can't enforce ethics in regulation' - reactions to FCA measures

Pension transfer proposals

  • 30 July 2019
  • Regulation
Firms with transfer permissions to submit data to FCA every six months

Consultation paper

  • 30 July 2019
Christopher Woolard
  • Regulation
FCA aims to bolster pension transfer protections with trio of measures

Retirement Outcomes Review final statement

  • 30 July 2019
  • Regulation
TPR looking into seven scam investigations posing £55m loss to savers

52 schemes, 38 suspects

  • 23 July 2019
firefighter
  • Regulation
Treasury confirms discriminatory rules to be fixed after Supreme Court ruling

Across all public sector schemes

  • 16 July 2019
Sir Steve Webb
  • Regulation
Government will not legislate to equalise widowers' survivor benefits

No further retrospective changes

  • 05 July 2019
Firefighters
  • Regulation
Government denied leave to appeal £4bn-a-year discrimination ruling

Public service pensions

  • 28 June 2019
Adrian Boulding
  • Regulation
Adrian Boulding: Intergenerational financial differences move up agenda

Income uncertainties

  • 27 June 2019
  • Regulation
FCA data 'does not reveal widespread advice issue' - PFS

DB data published last week

  • 25 June 2019
Steelworker
  • Regulation
FCA confirms second event for British Steel members

Two sessions on 28 June

  • 24 June 2019
  • Regulation
Pension providers and clients 'left in limbo' after in-specie hearing vacated

Appeal moved to February 2020

  • 18 June 2019
Gender pay gap
  • Regulation
Give new mothers' pension pots a £2,000 top-up, says Which?

Joint report with PPI

  • 03 June 2019
Pathways
  • Regulation
Steven Levin: FCA's investment pathways are largely on the right track

Beware misplaced confidence

  • 16 May 2019
Andrew Tully
  • Regulation
Andrew Tully: Keeping on top of DB regulatory scrutiny

PA360 2019 revisited

  • 13 May 2019
  • Regulation
FCA launches consultation on intergenerational implications for pensions

Accumulation and decumulation

  • 02 May 2019
Adrian Boulding
  • Regulation
Adrian Boulding: Guiding clients through the complex pensions tax web

LTA is too low

  • 04 April 2019
Andrew Bailey
  • Regulation
FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

  • 28 February 2019
Guy Opperman
  • Regulation
Government will not 'force pace of change' in AE

Guy Opperman has rejected calls to speed up changes to auto-enrolment (AE) despite increasing pressure to boost contribution rates and overall savings pots.

  • 20 February 2019
IA consults on SRI proposals
  • Regulation
Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

  • 25 January 2019
ESMA chair Steven Maijoor
  • Regulation
ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

  • 11 January 2019
  • Regulation
Accounts manager admits to lying to TPR about meeting AE duties

Will be sentenced on 6 February

  • 10 January 2019
  • Regulation
TPR to prosecute account manager for failing to provide workplace pensions

Accused of submitting false compliance

  • 20 December 2018
123

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