Consolidation, DB transfers and PROD
Our video series continues
'Taking advantage of behavioural bias'
Rory Percival joins board
Follows 2011 guidance
Plus potential barriers to switching
New standards expected
Also warns of 'conflict of interest' in contingency charging
Based on findings in FCA suitability review
Post since been taken down
‘Promoting effective competition’
Suitability, MiFID II and pension transfers
Former FCA technical specialist goes independent
Recently left role as FCA technical specialist
Leaving after more than a decade
FCA was formed three years ago
Regulator is not 'prescriptive', says technical specialist
Advice must meet clients' objectives
Performance management - rewarding staff beyond their salaries - remains area of contention
DB transfers are PII 'hot potato'
Financial Conduct Authority (FCA) technical specialist Rory Percival has praised paraplanners for seeking to build a profession, but said the role should - and would - not be regulated.
Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.
Professional Adviser calls for evidence of inconsistency
Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...