Speaking at PA360 North
CISI Financial Planning conference
1,500 advisers surveyed
Client segmentation under new regime
Masterclasses to take place in May
'Fewer than 1% of firms PROD-compliant' - Rory Percival
'Standardised approach simplifies and saves costs'
Covers guidance, suitability, risk controls
'Failure to pay attention can result in enforcement'
'Equities are not the enemy'
Put detail in suitability reports
Ahead of new regulation
Available from 2 May
'It will have to lead with product intervention and product governance'
Eight days to go ...
Should be regulated
Senior Managers & Certification Regime
Rory Percival and Ken Rayner among panellists
Unclear links between investment firm and adviser
Consolidation, DB transfers and PROD
Our video series continues
'Taking advantage of behavioural bias'
Rory Percival joins board