Model Office launches compliance diary system

Draws on expert advice

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Chris Davies: "The Action Tracker will ensure adviser firms...keep focused on the high regulatory risk areas they face
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Chris Davies: "The Action Tracker will ensure adviser firms...keep focused on the high regulatory risk areas they face

Regulatory technology and digital audit platform Model Office have launched an automated action planning and compliance diary system in a bid to streamline governance, risk and compliance activities for advisers.

The Action Tracker ensures advisers act on high risk and mandatory areas of compliance by ranking the system's compliance diagnostic questions according to a red amber green (RAG) rating. Model Office...

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