Image:
Chris Davies: "The Action Tracker will ensure adviser firms...keep focused on the high regulatory risk areas they face
Regulatory technology and digital audit platform Model Office have launched an automated action planning and compliance diary system in a bid to streamline governance, risk and compliance activities for advisers.
The Action Tracker ensures advisers act on high risk and mandatory areas of compliance by ranking the system's compliance diagnostic questions according to a red amber green (RAG) rating. Model Office...
To continue reading this article...
Join Professional Adviser
- Unlimited access to real-time news, industry insights and market intelligence.
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters.
- Make smart business decisions with the latest developments in regulation, investing retirement and protection.
- Tap into our community intelligence through our regular Pro Adviser poll.
- Be the first to hear about our events and awards programmes.
