Rory Percival publishes DB transfer guide for advisers

Covers guidance, suitability, risk controls

Hannah Godfrey
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Rory Percival: "First and foremost, this guide is intended to be of practical use to advisory businesses and includes specific suggestions firms can adopt."
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Rory Percival: "First and foremost, this guide is intended to be of practical use to advisory businesses and includes specific suggestions firms can adopt."

Consultant and former FCA technical specialist Rory Percival has launched another of his guides for financial adviser firms, this time focusing on the issue of defined benefit (DB) transfers.

An Ex-Regulator's Guide to Defined Benefit Transfers Suitability and Controls, which Percival said contained the latest thinking on this high-profile issue, is divided into three parts. The firs...

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